Form 4 for AIFF FIREFLY NEUROSCIENCE, INC.
Accepted 2021-12-14 00:00:00 ET · period of report 2021-12-10 · accession 0001437749-21-028579 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-14 | 2021-12-10 | AIFF | DiPAULA JAMES C JR | Dir | A - Grant | $3.04 | +292.8K | 292.8K | New | +$890.0K |
| D | 2021-12-14 | 2021-12-10 | AIFF | DiPAULA JAMES C JR | Dir | A - Grant | $3.72 | +58.6K | 58.6K | New | +$217.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-10 | A | A | 292,764 | $3.04 | 292,764 | D | — | — | (F1) Mr. DiPaula purchased $890,000 of Units in a private placement transaction at $3.04/ Unit, which consisted of 292,764 shares of common stock and Warrants to purchase additional 58,553 shares of common stock. Unit price was based on the Volume Weighted Average Price per share for the five trading days ended December 2, 2021. |
| 2 | Derivative | Warrants (right-to-buy) | 2021-12-10 | A | A | 58,553 | $3.72 | 58,553 | D | $4.50 · 2023-01-01 to 2026-12-31 | 58,553 Common Stock | (F2) Warrants to acquire 58,553 shares of common stock reported herein are not exercisable until January 1, 2023. |