Form 4 for CATY CATHAY GENERAL BANCORP
Accepted 2022-03-03 00:00:00 ET · period of report 2022-03-01 · accession 0001437749-22-005207 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-03 | 2022-03-01+ | CATY | CHENG DUNSON K | Executive COB, Dir | M - OptEx | $0.00 | +7,768 | 93.5K | +9% | $0 |
| DM | 2022-03-03 | 2022-03-01+ | CATY | CHENG DUNSON K | Executive COB, Dir | F - Tax | $46.00 | -2,680 | 95.0K | -3% | -$123.3K |
| DM | 2022-03-03 | 2022-03-01+ | CATY | CHENG DUNSON K | Executive COB, Dir | M - OptEx | $0.00 | -7,768 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-03 | M | A | 4,214 | $0.00 | 96,500 | D | — | — | |
| 2 | Common | Common Stock | 2022-03-01 | F | D | 1,222 | $45.36 | 92,286 | D | — | — | |
| 3 | Common | Common Stock | 2022-03-01 | M | A | 3,554 | $0.00 | 93,508 | D | — | — | |
| 4 | Common | Common Stock | 2022-03-03 | F | D | 1,458 | $46.54 | 95,042 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2022-03-01 | M | D | 3,554 | $0.00 | 0 | D | — · 2022-03-01 to — | 3,554 Common Stock | (F4) Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. (F1) On March 1, 2019, the Issuer awarded 10,664 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 3,555 restricted stock units vested on March 2, 2020, the second installment of 3,555 restricted stock units vested on March 1, 2021, and the last installment of 3,554 restricted stock units vested on March 1, 2022. |
| 6 | Derivative | Restricted Stock Units | 2022-03-03 | M | D | 4,214 | $0.00 | 0 | D | — · — to — | 4,214 Common Stock | (F4) Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. (F3) The Reporting Person previously reported the award of 4,214 restricted stock units, on Form 4 filed March 5, 2021. Such restricted stock units were vested in full and distributed on March 3, 2022. |