Form 4 for CATX Perspective Therapeutics, Inc.
Accepted 2023-04-19 00:00:00 ET · period of report 2023-04-13 · accession 0001437749-23-010666 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2023-04-19 | 2023-04-13+ | CATX | Woods Lori A | Dir | M - OptEx | $0.61 | +187.5K | 1.33M | +16% | +$114.4K |
| DM | 2023-04-19 | 2023-04-13+ | CATX | Woods Lori A | Dir | M - OptEx | $0.00 | -187.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-13 | M | A | 163,934 | $0.61 | 1,310,972 | I By Woods Family Living Trust | — | — | |
| 2 | Common | Common Stock | 2023-04-17 | M | A | 23,566 | $0.61 | 1,334,538 | I By Woods Family Living Trust | — | — | |
| 3 | Derivative | Stock Options (right to buy) | 2023-04-17 | M | D | 23,566 | $0.00 | 0 | D | $0.61 · — to 2030-06-23 | 0 Common Stock | (F1) 250,000 stock options were granted on 6/23/2020. 25% vested on 6/23/2020, 25% vested on 6/23/2021, 25% vested on 6/23/2022 and the remaining 25% vested on 2/3/2023. |
| 4 | Derivative | Stock Options (right to buy) | 2023-04-13 | M | D | 163,934 | $0.00 | 0 | D | $0.61 · — to 2030-06-23 | 23,566 Common Stock | (F1) 250,000 stock options were granted on 6/23/2020. 25% vested on 6/23/2020, 25% vested on 6/23/2021, 25% vested on 6/23/2022 and the remaining 25% vested on 2/3/2023. |