Form 4 for RBB RBB Bancorp
Accepted 2024-01-22 00:00:00 ET · period of report 2024-01-18 · accession 0001437749-24-001816 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-01-22 | 2024-01-18+ | RBB | Morris David Richard | CEO, Dir | M - OptEx | $0.00 | +3,370 | 38.1K | +10% | $0 |
| DM | 2024-01-22 | 2024-01-18+ | RBB | Morris David Richard | CEO, Dir | F - Tax | $17.60 | -1,715 | 37.3K | -4% | -$30.2K |
| DM | 2024-01-22 | 2024-01-18+ | RBB | Morris David Richard | CEO, Dir | M - OptEx | $0.00 | -3,370 | 5,204 | -39% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, No Par Value | 2024-01-18 | M | A | 2,603 | $0.00 | 38,671 | D | — | — | |
| 2 | Common | Common Stock, No Par Value | 2024-01-19 | F | D | 361 | $17.50 | 37,723 | D | — | — | |
| 3 | Common | Common Stock, No Par Value | 2024-01-19 | M | A | 767 | $0.00 | 38,084 | D | — | — | |
| 4 | Common | Common Stock, No Par Value | 2024-01-18 | F | D | 1,354 | $17.63 | 37,317 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2024-01-19 | M | D | 767 | $0.00 | 767 | D | $0.00 · — to — | 1,534 Restricted Stock Units | (F2) These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant. (F3) There will be no expiration date once restricted stock units vest. |
| 6 | Derivative | Restricted Stock Units | 2024-01-18 | M | D | 2,603 | $0.00 | 5,204 | D | $0.00 · — to — | 7,807 Restricted Stock Units | (F4) These restricted stock units vest in three equal installments beginning one year after 01/18/2023 date of grant. (F3) There will be no expiration date once restricted stock units vest. |