Form 4 for CATY CATHAY GENERAL BANCORP
Accepted 2025-04-03 00:00:00 ET · period of report 2025-04-01 · accession 0001437749-25-010946 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-04-03 | 2025-04-01 | CATY | CHENG DUNSON K | Executive COB, Dir | M - OptEx | $0.00 | +45.9K | 164.6K | +39% | $0 |
| DM | 2025-04-03 | 2025-04-01 | CATY | CHENG DUNSON K | Executive COB, Dir | F - Tax | $42.82 | -13.3K | 159.6K | -8% | -$571.2K |
| DM | 2025-04-03 | 2025-04-01 | CATY | CHENG DUNSON K | Executive COB, Dir | M - OptEx | $0.00 | -39.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-04-01 | M | A | 13,383 | $0.00 | 151,740 | D | — | — | (F1) Of the previously reported target award of 9,678 shares of performance-based restricted stock units, 125% of the target award was earned based upon the achievement of certain performance criteria. |
| 2 | Common | Common Stock | 2025-04-01 | F | D | 3,665 | $42.82 | 148,075 | D | — | — | |
| 3 | Common | Common Stock | 2025-04-01 | F | D | 4,745 | $42.82 | 170,950 | D | — | — | |
| 4 | Common | Common Stock | 2025-04-01 | F | D | 4,929 | $42.82 | 159,647 | D | — | — | |
| 5 | Common | Common Stock | 2025-04-01 | M | A | 16,048 | $0.00 | 175,695 | D | — | — | (F3) Of the previously reported target award of 19,889 shares of performance-based restricted stock units, 72.938% of the target award was earned based upon the achievement of certain performance criteria. |
| 6 | Common | Common Stock | 2025-04-01 | M | A | 16,501 | $0.00 | 164,576 | D | — | — | (F2) Of the previously reported target award of 9,944 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. |
| 7 | Derivative | Restricted Stock Units | 2025-04-01 | M | D | 9,678 | $0.00 | 0 | D | — · — to — | 9,678 Common Stock | (F1) Of the previously reported target award of 9,678 shares of performance-based restricted stock units, 125% of the target award was earned based upon the achievement of certain performance criteria. (F4) Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on May 26, 2022. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 31, 2022. (F5) Performance-based restricted stock units vested on December 31, 2024. |
| 8 | Derivative | Restricted Stock Units | 2025-04-01 | M | D | 9,944 | $0.00 | 0 | D | — · — to — | 9,944 Common Stock | (F2) Of the previously reported target award of 9,944 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. (F4) Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on May 26, 2022. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 31, 2022. (F5) Performance-based restricted stock units vested on December 31, 2024. |
| 9 | Derivative | Restricted Stock Units | 2025-04-01 | M | D | 19,889 | $0.00 | 0 | D | — · — to — | 19,889 Common Stock | (F3) Of the previously reported target award of 19,889 shares of performance-based restricted stock units, 72.938% of the target award was earned based upon the achievement of certain performance criteria. (F4) Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on May 26, 2022. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 31, 2022. (F5) Performance-based restricted stock units vested on December 31, 2024. |