Form 4 for CATY CATHAY GENERAL BANCORP
Accepted 2026-04-03 19:16:43 ET · period of report 2026-04-01 · accession 0001437749-26-011306 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-04-03 19:16 | 2026-04-01 | CATY | CHENG DUNSON K | Executive COB, Dir | M - OptEx | $0.00 | +42.5K | 171.1K | +33% | $0 |
| DM | 2026-04-03 19:16 | 2026-04-01 | CATY | CHENG DUNSON K | Executive COB, Dir | F - Tax | $50.69 | -13.3K | 167.5K | -7% | -$675.2K |
| DM | 2026-04-03 19:16 | 2026-04-01 | CATY | CHENG DUNSON K | Executive COB, Dir | M - OptEx | $0.00 | -41.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-04-01 | M | A | 13,281 | $0.00 | 151,641 | D | — | — | (F1) Of the previously reported target award of 9,997 shares of performance-based restricted stock units, 121.74% of the target award was earned based upon the achievement of certain performance criteria. |
| 2 | Common | Common Stock | 2026-04-01 | F | D | 4,081 | $50.69 | 147,560 | D | — | — | |
| 3 | Common | Common Stock | 2026-04-01 | M | A | 17,132 | $0.00 | 164,692 | D | — | — | (F2) Of the previously reported target award of 10,466 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. |
| 4 | Common | Common Stock | 2026-04-01 | F | D | 5,647 | $50.69 | 159,045 | D | — | — | |
| 5 | Common | Common Stock | 2026-04-01 | M | A | 12,078 | $0.00 | 171,123 | D | — | — | (F3) Of the previously reported target award of 20,932 shares of performance-based restricted stock units, 52.875% of the target award was earned based upon the achievement of certain performance criteria. |
| 6 | Common | Common Stock | 2026-04-01 | F | D | 3,592 | $50.69 | 167,531 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2026-04-01 | M | D | 9,997 | $0.00 | 0 | D | — · — to — | 9,997 Common Stock | (F4) Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 27, 2023. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 31, 2023. (F1) Of the previously reported target award of 9,997 shares of performance-based restricted stock units, 121.74% of the target award was earned based upon the achievement of certain performance criteria. (F5) Performance-based restricted stock units vested on December 31, 2025. (F5) Performance-based restricted stock units vested on December 31, 2025. (F1) Of the previously reported target award of 9,997 shares of performance-based restricted stock units, 121.74% of the target award was earned based upon the achievement of certain performance criteria. |
| 8 | Derivative | Restricted Stock Units | 2026-04-01 | M | D | 10,466 | $0.00 | 0 | D | — · — to — | 10,466 Common Stock | (F4) Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 27, 2023. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 31, 2023. (F2) Of the previously reported target award of 10,466 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. (F5) Performance-based restricted stock units vested on December 31, 2025. (F5) Performance-based restricted stock units vested on December 31, 2025. (F2) Of the previously reported target award of 10,466 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. |
| 9 | Derivative | Restricted Stock Units | 2026-04-01 | M | D | 20,932 | $0.00 | 0 | D | — · — to — | 20,932 Common Stock | (F4) Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 27, 2023. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 31, 2023. (F3) Of the previously reported target award of 20,932 shares of performance-based restricted stock units, 52.875% of the target award was earned based upon the achievement of certain performance criteria. (F5) Performance-based restricted stock units vested on December 31, 2025. (F5) Performance-based restricted stock units vested on December 31, 2025. (F3) Of the previously reported target award of 20,932 shares of performance-based restricted stock units, 52.875% of the target award was earned based upon the achievement of certain performance criteria. |