Form 4 for GM General Motors
Accepted 2021-11-19 00:00:00 ET · period of report 2021-11-17 · accession 0001467858-21-000165 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-19 | 2021-11-17 | GM | Carlisle Stephen K. | EVP | M - OptEx | $41.40 | +24.3K | 83.3K | +41% | +$1.01M |
| D | 2021-11-19 | 2021-11-17 | GM | Carlisle Stephen K. | EVP | S - Sale+OE | $64.87 | -24.3K | 59.0K | -29% | -$1.58M |
| D | 2021-11-19 | 2021-11-17 | GM | Carlisle Stephen K. | EVP | M - OptEx | $0.00 | -24.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-17 | M | A | 24,306 | $41.40 | 83,344 | D | — | — | (F1) The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. |
| 2 | Common | Common Stock | 2021-11-17 | S | D | 24,306 | $64.87 | 59,038 | D | — | — | (F1) The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. (F2) The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $64.85 to $64.97, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote. |
| 3 | Derivative | Employee Stock Option (Right to Buy) | 2021-11-17 | M | D | 24,306 | $0.00 | 0 | D | $41.40 · — to 2028-02-11 | 24,306 Common Stock | (F1) The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. (F3) These stock options were granted on February 13, 2018. The options became exercisable in three equal installments on February 13, 2019, February 13, 2020, and February 13, 2021. |