Form 4 for ENTG ENTEGRIS INC
Accepted 2021-08-05 00:00:00 ET · period of report 2021-08-03 · accession 0001485428-21-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-05 | 2021-08-03+ | ENTG | Shaner William James | SVP, GM, AMH | S - Sale+OE | $124.34 | -45.5K | 27.5K | -62% | -$5.65M |
| DM | 2021-08-05 | 2021-08-03+ | ENTG | Shaner William James | SVP, GM, AMH | M - OptEx | $12.20 | +45.5K | 65.0K | +233% | +$554.8K |
| DM | 2021-08-05 | 2021-08-03+ | ENTG | Shaner William James | SVP, GM, AMH | M - OptEx | $0.00 | -45.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-03 | S | D | 7,917 | $123.18 | 27,472 | D | — | — | (F1) The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $123.00 to $123.67, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 2 | Common | Common Stock | 2021-08-03 | M | A | 7,917 | $12.20 | 35,389 | D | — | — | |
| 3 | Common | Common Stock | 2021-08-04 | M | A | 37,555 | $12.20 | 65,027 | D | — | — | |
| 4 | Common | Common Stock | 2021-08-04 | S | D | 10,833 | $123.44 | 54,194 | D | — | — | (F2) The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $123.00 to $123.95, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 5 | Common | Common Stock | 2021-08-04 | S | D | 9,845 | $124.29 | 44,349 | D | — | — | (F3) The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $124.00 to $124.94, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 6 | Common | Common Stock | 2021-08-04 | S | D | 16,277 | $125.45 | 28,072 | D | — | — | (F4) The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $125.02 to $125.97, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 7 | Common | Common Stock | 2021-08-04 | S | D | 600 | $126.23 | 27,472 | D | — | — | (F5) The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $126.065 to $126.41, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 8 | Derivative | Employee Stock Option (Right to Buy) | 2021-08-03 | M | D | 7,917 | $0.00 | 37,555 | D | $12.20 · — to 2023-02-19 | 7,917 Common Stock | (F7) Awarded pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as an employee. (F6) This option is fully vested. |
| 9 | Derivative | Employee Stock Option (Right to Buy) | 2021-08-04 | M | D | 37,555 | $0.00 | 0 | D | $12.20 · — to 2023-02-19 | 37,555 Common Stock | (F7) Awarded pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as an employee. (F6) This option is fully vested. |