Form 4 for FLUX Flux Power Holdings, Inc.
Accepted 2022-08-29 00:00:00 ET · period of report 2022-08-26 · accession 0001493152-22-024285 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-29 | 2022-08-26 | FLUX | Bo-Linn Cheemin | Dir | M - OptEx | — | +1,678 | 1,678 | New | — |
| D | 2022-08-29 | 2022-08-26 | FLUX | Bo-Linn Cheemin | Dir | M - OptEx | — | -1,678 | 3,356 | -33% | — |
| D | 2022-08-29 | 2022-08-26 | FLUX | Bo-Linn Cheemin | Dir | A - Grant | — | +5,034 | 5,034 | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-26 | M | A | 1,678 | — | 1,678 | D | — | — | (F1) Represents a grant of RSUs on August 26, 2022 (the "Grant Date") pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on the Grant Date, 1/3 of the RSUs vest on April 29, 2023, and 1/3 of the RSUs vest on April 29, 2024. |
| 2 | Derivative | Restricted Stock Units | 2022-08-26 | M | D | 1,678 | — | 3,356 | D | — · — to — | 1,678 Common Stock | (F1) Represents a grant of RSUs on August 26, 2022 (the "Grant Date") pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on the Grant Date, 1/3 of the RSUs vest on April 29, 2023, and 1/3 of the RSUs vest on April 29, 2024. |
| 3 | Derivative | Restricted Stock Units | 2022-08-26 | A | A | 5,034 | — | 5,034 | D | — · — to — | 5,034 Common Stock | (F1) Represents a grant of RSUs on August 26, 2022 (the "Grant Date") pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on the Grant Date, 1/3 of the RSUs vest on April 29, 2023, and 1/3 of the RSUs vest on April 29, 2024. |