Form 4 for MVIS MICROVISION, INC.
Accepted 2023-09-06 00:00:00 ET · period of report 2023-09-01 · accession 0001493152-23-031831 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-06 | 2023-09-01 | MVIS | Carlile Robert Paul | Dir | M - OptEx | $0.00 | +11.4K | 164.9K | +7% | $0 |
| D | 2023-09-06 | 2023-09-01 | MVIS | Carlile Robert Paul | Dir | M - OptEx | $0.00 | -11.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-01 | M | A | 11,439 | $0.00 | 164,935 | D | — | — | (F1) Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis. |
| 2 | Derivative | Restricted Stock Units | 2023-09-01 | M | D | 11,439 | $0.00 | 0 | D | $0.00 · 2023-09-01 to 2023-09-01 | 11,439 Common stock | (F2) At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment. (F3) RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date. |