Form 4 for MVIS MICROVISION, INC.
Accepted 2023-09-06 00:00:00 ET · period of report 2023-09-01 · accession 0001493152-23-031832 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-06 | 2023-09-01 | MVIS | Spitzer Mark Bradley | Dir | M - OptEx | $0.00 | +11.4K | 48.1K | +31% | $0 |
| D | 2023-09-06 | 2023-09-01 | MVIS | Spitzer Mark Bradley | Dir | M - OptEx | $0.00 | -11.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-01 | M | A | 11,439 | $0.00 | 48,146 | D | — | — | (F1) Represents shares of common stock that would have been delivered to the reporting person upon vesting of the restricted stock units, or RSUs. However, the reporting person previously elected to defer delivery of the shares as reported herein. (F2) At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment. (F3) Includes 11,439 vested RSUs that have not been delivered to the reporting person pursuant to the reporting person's election to defer delivery as reported herein. |
| 2 | Derivative | Restricted Stock Units | 2023-09-01 | M | D | 11,439 | $0.00 | 0 | D | $0.00 · — to — | 11,439 Common stock | (F2) At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment. (F4) RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date. The reporting person previously elected to defer receipt of the shares of common stock underlying RSUs upon vesting. In accordance with the reporting person's deferral election the vested shares will be delivered to the reporting person when the reporting person ceases to provide services to the Issuer or upon a change of control of the Issuer. |