Form 4 for FLUX Flux Power Holdings, Inc.
Accepted 2024-04-19 00:00:00 ET · period of report 2024-04-18 · accession 0001493152-24-015412 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-04-19 | 2024-04-18 | FLUX | Bo-Linn Cheemin | FORMER Dir | M - OptEx | — | +18.6K | 39.5K | +89% | — |
| DM | 2024-04-19 | 2024-04-18 | FLUX | Bo-Linn Cheemin | FORMER Dir | M - OptEx | — | -18.6K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-18 | M | A | 1,678 | — | 41,179 | D | — | — | (F3) Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F2) Represents a grant of RSUs on August 26, 2022 subject to the conditions of the restricted stock unit award agreement pursuant to the Issuer's 2014 Plan (the "2022 Grant"). One third of the 2022 Grant vested on August 26, 2022, and a subsequent one third vested on April 29, 2023. On April 18, 2024, the remaining one third of the 2022 Grant accelerated and became fully vested as of April 18, 2024. |
| 2 | Common | Common Stock | 2024-04-18 | M | A | 16,883 | — | 39,501 | D | — | — | (F1) Represents a grant of 16,883 restricted stock units ("RSUs") on April 20, 2023 (the "2023 Grant") subject to the conditions of the restricted stock unit award agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "2014 Plan"). On April 18, 2024, the entire 2023 Grant accelerated and became fully vested as of April 18, 2024. (F3) Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 3 | Derivative | Restricted Stock Units | 2024-04-18 | M | D | 16,883 | — | 0 | D | — · — to — | 16,883 Common Stock | (F1) Represents a grant of 16,883 restricted stock units ("RSUs") on April 20, 2023 (the "2023 Grant") subject to the conditions of the restricted stock unit award agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "2014 Plan"). On April 18, 2024, the entire 2023 Grant accelerated and became fully vested as of April 18, 2024. (F3) Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 4 | Derivative | Restricted Stock Unit | 2024-04-18 | M | D | 1,678 | — | 0 | D | — · — to — | 1,678 Common Stock | (F3) Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F2) Represents a grant of RSUs on August 26, 2022 subject to the conditions of the restricted stock unit award agreement pursuant to the Issuer's 2014 Plan (the "2022 Grant"). One third of the 2022 Grant vested on August 26, 2022, and a subsequent one third vested on April 29, 2023. On April 18, 2024, the remaining one third of the 2022 Grant accelerated and became fully vested as of April 18, 2024. |