Form 4 for ITW Illinois Tool Works
Accepted 2023-02-07 00:00:00 ET · period of report 2023-02-03 · accession 0001504646-23-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-07 | 2023-02-03 | ITW | O'HERLIHY CHRISTOPHER A | Vice COB | M - OptEx | $94.29 | +60.1K | 62.7K | +2,304% | +$5.67M |
| DM | 2023-02-07 | 2023-02-03 | ITW | O'HERLIHY CHRISTOPHER A | Vice COB | S - Sale+OE | $246.26 | -60.1K | 75.4K | -44% | -$14.81M |
| DM | 2023-02-07 | 2023-02-03 | ITW | O'HERLIHY CHRISTOPHER A | Vice COB | M - OptEx | $0.00 | -60.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-03 | M | A | 37,462 | $91.88 | 100,209 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-03 | S | D | 2,971 | $249.14 | 40,072 | D | — | — | (F5) This transaction was executed at multiple prices ranging from $248.80 to $249.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2023-02-03 | S | D | 5,834 | $248.13 | 43,043 | D | — | — | (F4) This transaction was executed at multiple prices ranging from $247.80 to $248.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Common Stock | 2023-02-03 | S | D | 4,363 | $247.18 | 48,877 | D | — | — | (F3) This transaction was executed at multiple prices ranging from $246.80 to $247.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Common Stock | 2023-02-03 | S | D | 22,160 | $246.22 | 53,240 | D | — | — | (F2) This transaction was executed at multiple prices ranging from $245.79 to $246.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected. |
| 6 | Common | Common Stock | 2023-02-03 | M | A | 22,675 | $98.26 | 62,747 | D | — | — | |
| 7 | Common | Common Stock | 2023-02-03 | S | D | 24,809 | $245.36 | 75,400 | D | — | — | (F1) This transaction was executed at multiple prices ranging from $244.79 to $245.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected. |
| 8 | Derivative | Employee Stock Option | 2023-02-03 | M | D | 37,462 | $0.00 | 0 | D | $91.88 · 2017-02-12 to 2026-02-12 | 37,462 Common Stock | (F7) Options vested in four (4) equal annual installments beginning one year from date of grant. |
| 9 | Derivative | Employee Stock Option | 2023-02-03 | M | D | 22,675 | $0.00 | 0 | D | $98.26 · 2016-02-13 to 2026-02-13 | 22,675 Common Stock | (F7) Options vested in four (4) equal annual installments beginning one year from date of grant. |