Form 4 for FSBC FIVE STAR BANCORP
Accepted 2022-01-24 00:00:00 ET · period of report 2022-01-20 · accession 0001552781-22-000110 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2022-01-24 | 2022-01-20 | FSBC | Beckwith James Eugene | SVP, CEO, Dir | A - Grant | $0.00 | +3,562 | 485.2K | +0.7% | $0 |
| MI | 2022-01-24 | 2021-11-10 | FSBC | Beckwith James Eugene | SVP, CEO, Dir | G - Gift | $0.00 | +3,000 | 1,000 | New | $0 |
| M | 2022-01-24 | 2021-11-10 | FSBC | Beckwith James Eugene | SVP, CEO, Dir | G - Gift | $0.00 | -3,000 | 20.2K | -13% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-20 | A | A | 3,562 | $0.00 | 485,245 | I | — | — | (F5) Granted pursuant to the Five Star Bancorp 2021 Equity Incentive Plan. One-third of the award of restricted stock vested immediately upon grant, with the remaining two-thirds to vest in equal annual installments over two years on January 1st of each year, provided Mr. Beckwith remains employed by Five Star Bancorp on the respective vesting dates. |
| 2 | Common | Common Stock | 2021-11-10 | G | A | 1,000 | $0.00 | 1,000 | I | — | — | (F3) This transaction involved a gift of securities by Mr. Beckwith to his son. |
| 3 | Common | Common Stock | 2021-11-10 | G | A | 1,000 | $0.00 | 1,000 | I | — | — | (F2) This transaction involved a gift of securities by Mr. Beckwith to his son. |
| 4 | Common | Common Stock | 2021-11-10 | G | A | 1,000 | $0.00 | 1,000 | I By self as trustee | — | — | (F1) This transaction involved a gift of securities by Mr. Beckwith, the reporting person, to his daughter. (F6) Shares are held by the Beckwith Family Trust dated April 10, 1998, for which Mr. Beckwith serves as a trustee. Consists of 1,631 shares of unvested stock awards which are scheduled to vest on January 1, 2023 (previously reported in error as 172 shares), provided he remains employed by Five Star Bancorp on the vesting date, and 2,988 shares which vested on January 1, 2022 (previously reported in error as 344 shares). Also consists of 45,000 shares which were granted pursuant to the Five Star Bancorp 2021 Equity Incentive Plan and are scheduled to vest in equal annual installments over a seven-year period, provided Mr. Beckwith remains employed by Five Star Bancorp on the respective vesting dates. Includes 19,178 shares previously held directly by Mr. Beckwith which were transferred to the Beckwith Family Trust dated April 10, 1998 on November 20, 2021, and are now held indirectly by Mr. Beckwith. |
| 5 | Common | Common Stock | 2021-11-10 | G | D | 1,000 | $0.00 | 19,178 | D By son | — | — | (F3) This transaction involved a gift of securities by Mr. Beckwith to his son. (F4) Mr. Beckwith disclaims ownership of these securities, and this report shall not be deemed an admission that Mr. Beckwith is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| 6 | Common | Common Stock | 2021-11-10 | G | D | 1,000 | $0.00 | 21,178 | D By daughter | — | — | (F1) This transaction involved a gift of securities by Mr. Beckwith, the reporting person, to his daughter. (F4) Mr. Beckwith disclaims ownership of these securities, and this report shall not be deemed an admission that Mr. Beckwith is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| 7 | Common | Common Stock | 2021-11-10 | G | D | 1,000 | $0.00 | 20,178 | D By son | — | — | (F2) This transaction involved a gift of securities by Mr. Beckwith to his son. (F4) Mr. Beckwith disclaims ownership of these securities, and this report shall not be deemed an admission that Mr. Beckwith is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |