Form 4 for SR SPIRE INC
Accepted 2021-11-17 00:00:00 ET · period of report 2021-11-15 · accession 0001562180-21-007094 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-17 | 2021-11-15 | SR | Lindsey Steven L | Exec VP | A - Grant | $62.82 | +3,279 | 47.1K | +7% | +$206.0K |
| D | 2021-11-17 | 2021-11-15 | SR | Lindsey Steven L | Exec VP | D - Sale to Iss | $62.82 | -816 | 43.9K | -2% | -$51.3K |
| DM | 2021-11-17 | 2021-11-15 | SR | Lindsey Steven L | Exec VP | A - Grant | $62.82 | +2,535 | 7,738 | +49% | +$159.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-15 | A | A | 3,279 | $62.82 | 47,140 | D | — | — | (F2) Represents performance contingent restricted units that vested and settled in stock based on performance metrics not tied to the market price of the Company's stock. |
| 2 | Common | Common Stock | 2021-11-15 | D | D | 816 | $62.82 | 43,861 | D | — | — | (F1) Represents the number of shares withheld for the payment of taxes incident to the vesting of 2,160 shares of time-vested restricted stock. |
| 3 | Derivative | Phantom Stock | 2021-11-15 | A | A | 507 | $62.82 | 6,217 | D | — · — to — | 507 Common Stock | (F4) Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 507 shares of vested performance contingent stock. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2027 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting. |
| 4 | Derivative | Phantom Stock | 2021-11-15 | A | A | 507 | $62.82 | 7,231 | D | — · — to — | 507 Common Stock | (F6) Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 507 shares of vested performance contingent stock. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2029 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting. |
| 5 | Derivative | Phantom Stock | 2021-11-15 | A | A | 507 | $62.82 | 6,724 | D | — · — to — | 507 Common Stock | (F5) Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 507 shares of vested performance contingent stock. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2028 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting. (F4) Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 507 shares of vested performance contingent stock. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2027 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting. |
| 6 | Derivative | Phantom Stock | 2021-11-15 | A | A | 507 | $62.82 | 5,710 | D | — · — to — | 507 Common Stock | (F3) Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 507 shares of vested performance contingent stock. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2026 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting. |
| 7 | Derivative | Phantom Stock | 2021-11-15 | A | A | 507 | $62.82 | 7,738 | D | — · — to — | 507 Common Stock | (F7) Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 507 shares of vested performance contingent stock. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2030 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting. |