Form 4 for SR SPIRE INC
Accepted 2021-11-17 00:00:00 ET · period of report 2021-11-15 · accession 0001562180-21-007097 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-11-17 | 2021-11-15 | SR | Sitherwood Suzanne | Pres, CEO, Dir | D - Sale to Iss | $62.82 | -2,172 | 119.7K | -2% | -$136.4K |
| DM | 2021-11-17 | 2021-11-15 | SR | Sitherwood Suzanne | Pres, CEO, Dir | A - Grant | $62.82 | +25.9K | 36.0K | +256% | +$1.63M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-15 | D | D | 2,172 | $62.82 | 119,743 | I Held in a revocable trust | — | — | (F1) Held in a revocable trust of which Ms. Sitherwood is a trustee. |
| 2 | Derivative | Phantom Stock | 2021-11-15 | A | A | 5,178 | $62.82 | 56,716 | D | — · — to — | 5,178 Common Stock | (F6) Represents phantom stock vesting to the reporting person pursuant to her election to defer into her deferred income plan account 5,178 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2027 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting. |
| 3 | Derivative | Phantom Stock | 2021-11-15 | A | A | 5,178 | $62.82 | 51,538 | D | — · — to — | 5,178 Common Stock | (F5) Represents phantom stock vesting to the reporting person pursuant to her election to defer into her deferred income plan account 5,178 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2026 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting. |
| 4 | Derivative | Phantom Stock | 2021-11-15 | A | A | 5,178 | $62.82 | 46,360 | D | — · — to — | 5,178 Common Stock | (F4) Represents phantom stock vesting to the reporting person pursuant to her election to defer into her deferred income plan account 5,178 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2025 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting. |
| 5 | Derivative | Phantom Stock | 2021-11-15 | A | A | 5,178 | $62.82 | 41,182 | D | — · — to — | 5,178 Common Stock | (F3) Represents phantom stock vesting to the reporting person pursuant to her election to defer into her deferred income plan account 5,178 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2024 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting. |
| 6 | Derivative | Phantom Stock | 2021-11-15 | A | A | 5,178 | $62.82 | 36,004 | D | — · — to — | 5,178 Common Stock | (F2) Represents phantom stock vesting to the reporting person pursuant to her election to defer into her deferred income plan account 5,178 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2023 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting. |