Form 4 for SR SPIRE INC
Accepted 2022-11-22 00:00:00 ET · period of report 2022-11-18 · accession 0001562180-22-007838 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-22 | 2022-11-18+ | SR | Hampton Joseph B. | Pres, AL, MS | A - Grant | $71.74 | +891 | 7,661 | +13% | +$63.9K |
| D | 2022-11-22 | 2022-11-21 | SR | Hampton Joseph B. | Pres, AL, MS | F - Tax | $72.45 | -81 | 7,168 | -1% | -$5,868 |
| D | 2022-11-22 | 2022-11-21 | SR | Hampton Joseph B. | Pres, AL, MS | F - Tax | $72.45 | -3 | 872 | -0.3% | -$217.35 |
| DM | 2022-11-22 | 2022-11-18+ | SR | Hampton Joseph B. | Pres, AL, MS | A - Grant | $71.95 | +425 | 583 | +269% | +$30.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-18 | A | A | 398 | $70.86 | 7,249 | D | — | — | (F1) Represents award of time-vested restricted stock that vests on November 18, 2025. |
| 2 | Common | Common Stock | 2022-11-21 | A | A | 493 | $72.45 | 7,661 | D | — | — | (F3) Represents performance contingent restricted units that vested and settled in stock based on performance metrics not tied to the market price of the Company's stock. |
| 3 | Common | Common Stock | 2022-11-21 | F | D | 81 | $72.45 | 7,168 | D | — | — | (F2) Represents the number of shares withheld for the payment of taxes incident to the vesting of 273 shares of time-vested restricted stock. |
| 4 | Derivative | Phantom Stock | 2022-11-21 | F | D | 3 | $72.45 | 872 | D | — · — to — | 3 Common Stock | (F6) Represents the number of shares of phantom stock withheld for the payment of taxes. |
| 5 | Derivative | Phantom Stock | 2022-11-21 | A | A | 292 | $72.45 | 875 | D | — · — to — | 292 Common Stock | (F5) Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 292 shares of vested performance contingent stock. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable for 15 years commencing 6 months following the reporting person's separation from employment. |
| 6 | Derivative | Phantom Stock | 2022-11-18 | A | A | 133 | $70.86 | 583 | D | — · — to — | 133 Common Stock | (F4) Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 133 shares of time-vested restricted stock awarded to him. The phantom stock vests on November 18, 2025. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Vested shares of phantom stock are payable in annual cash installments to the reporting person for 15 years 6 months after his separate of employment and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after vesting. |