Form 4 for SR SPIRE INC
Accepted 2022-11-22 00:00:00 ET · period of report 2022-11-18 · accession 0001562180-22-007839 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-22 | 2022-11-18+ | SR | Lindsey Steven L | Exec VP | A - Grant | $71.87 | +2,167 | 49.2K | +5% | +$155.7K |
| D | 2022-11-22 | 2022-11-21 | SR | Lindsey Steven L | Exec VP | F - Tax | $72.45 | -301 | 48.9K | -0.6% | -$21.8K |
| DM | 2022-11-22 | 2022-11-18+ | SR | Lindsey Steven L | Exec VP | A - Grant | $71.85 | +6,250 | 12.4K | +102% | +$449.0K |
| D | 2022-11-22 | 2022-11-21 | SR | Lindsey Steven L | Exec VP | F - Tax | $72.45 | -37 | 16.2K | -0.2% | -$2,681 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-21 | A | A | 1,377 | $72.45 | 50,231 | D | — | — | (F3) Represents performance contingent restricted units that vested and settled in stock based on performance metrics not tied to the market price of the Company's stock. |
| 2 | Common | Common Stock | 2022-11-21 | F | D | 301 | $72.45 | 48,854 | D | — | — | (F2) Represents the number of shares withheld for the payment of taxes incident to the vesting of 844 shares of time-vested restricted stock. |
| 3 | Common | Common Stock | 2022-11-18 | A | A | 790 | $70.86 | 49,155 | D | — | — | (F1) Represents award of time-vested restricted stock that vests on November 18, 2025. |
| 4 | Derivative | Phantom Stock | 2022-11-18 | A | A | 593 | $70.86 | 11,317 | D | — · — to — | 593 Common Stock | (F5) Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 593 shares of time-vested restricted stock awarded to him. The phantom stock vests on November 18, 2025. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2028 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after vesting. |
| 5 | Derivative | Phantom Stock | 2022-11-18 | A | A | 710 | $70.86 | 10,724 | D | — · — to — | 710 Common Stock | (F4) Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 710 shares of time-vested restricted stock awarded to him. The phantom stock vests on November 18, 2025. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2027 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after vesting. |
| 6 | Derivative | Phantom Stock | 2022-11-18 | A | A | 593 | $70.86 | 11,910 | D | — · — to — | 593 Common Stock | (F6) Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 593 shares of time-vested restricted stock awarded to him. The phantom stock vests on November 18, 2025. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2029 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after vesting. |
| 7 | Derivative | Phantom Stock | 2022-11-21 | F | D | 37 | $72.45 | 16,227 | D | — · — to — | 37 Common Stock | (F13) Represents the number of shares of phantom stock withheld for the payment of taxes. |
| 8 | Derivative | Phantom Stock | 2022-11-21 | A | A | 388 | $72.45 | 16,264 | D | — · — to — | 388 Common Stock | (F12) Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 388 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2030 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting. |
| 9 | Derivative | Phantom Stock | 2022-11-21 | A | A | 388 | $72.45 | 15,876 | D | — · — to — | 388 Common Stock | (F11) Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 388 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2029 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting. |
| 10 | Derivative | Phantom Stock | 2022-11-21 | A | A | 388 | $72.45 | 15,488 | D | — · — to — | 388 Common Stock | (F10) Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 388 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2028 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting. |
| 11 | Derivative | Phantom Stock | 2022-11-21 | A | A | 388 | $72.45 | 15,100 | D | — · — to — | 388 Common Stock | (F9) Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 388 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2027 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting. |
| 12 | Derivative | Phantom Stock | 2022-11-21 | A | A | 2,328 | $72.45 | 14,712 | D | — · — to — | 2,328 Common Stock | (F8) Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 2,328 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2026 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting. |
| 13 | Derivative | Phantom Stock | 2022-11-18 | A | A | 474 | $70.86 | 12,384 | D | — · — to — | 474 Common Stock | (F7) Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 474 shares of time-vested restricted stock awarded to him. The phantom stock vests on November 18, 2025. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2030 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after vesting. |