Form 4 for SR SPIRE INC
Accepted 2023-11-21 00:00:00 ET · period of report 2023-11-20 · accession 0001562180-23-007846 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-21 | 2023-11-20 | SR | Hampton Joseph B. | Pres, AL, MS | A - Grant | $60.96 | +540 | 7,452 | +8% | +$32.9K |
| DM | 2023-11-21 | 2023-11-20 | SR | Hampton Joseph B. | Pres, AL, MS | A - Grant | $60.96 | +180 | 1,016 | +22% | +$11.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-20 | A | A | 540 | $60.96 | 7,452 | D | — | — | (F1) Represents award of time-vested restricted stock that vests on November 20, 2026. |
| 2 | Derivative | Phantom Stock | 2023-11-20 | A | A | 18 | $60.96 | 1,034 | D | — · — to — | 18 Common Stock | (F7) Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 18 shares of time-vested restricted stock awarded to him. The phantom stock vests on November 20, 2026. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2040 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after vesting. |
| 3 | Derivative | Phantom Stock | 2023-11-20 | A | A | 18 | $60.96 | 1,052 | D | — · — to — | 18 Common Stock | (F8) Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 18 shares of time-vested restricted stock awarded to him. The phantom stock vests on November 20, 2026. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2041 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after vesting. |
| 4 | Derivative | Phantom Stock | 2023-11-20 | A | A | 90 | $60.96 | 962 | D | — · — to — | 90 Common Stock | (F3) Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 90 shares of time-vested restricted stock awarded to him. The phantom stock vests on November 20, 2026. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Vested shares of phantom stock are payable in annual cash installments to the reporting person for 15 years 6 months after his separation of employment and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six-months after vesting. |
| 5 | Derivative | Phantom Stock | 2023-11-20 | A | A | 18 | $60.96 | 980 | D | — · — to — | 18 Common Stock | (F4) Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 18 shares of time-vested restricted stock awarded to him. The phantom stock vests on November 20, 2026. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2037 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after vesting. |
| 6 | Derivative | Phantom Stock | 2023-11-20 | A | A | 18 | $60.96 | 998 | D | — · — to — | 18 Common Stock | (F5) Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 18 shares of time-vested restricted stock awarded to him. The phantom stock vests on November 20, 2026. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2038 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after vesting. |
| 7 | Derivative | Phantom Stock | 2023-11-20 | A | A | 18 | $60.96 | 1,016 | D | — · — to — | 18 Common Stock | (F6) Represents phantom stock awarded to the reporting person pursuant to his election to defer into his deferred income plan account 18 shares of time-vested restricted stock awarded to him. The phantom stock vests on November 20, 2026. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2039 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after vesting. |