Form 4 for SR SPIRE INC
Accepted 2023-11-27 00:00:00 ET · period of report 2023-11-23 · accession 0001562180-23-007948 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-27 | 2023-11-23 | SR | Lindsey Steven L | Pres, CEO | A - Grant | $60.63 | +3,314 | 54.5K | +6% | +$200.9K |
| DM | 2023-11-27 | 2023-11-23 | SR | Lindsey Steven L | Pres, CEO | F - Tax | $60.63 | -1,611 | 53.4K | -3% | -$97.7K |
| DM | 2023-11-27 | 2023-11-23 | SR | Lindsey Steven L | Pres, CEO | A - Grant | $60.63 | +6,155 | 22.4K | +38% | +$373.2K |
| D | 2023-11-27 | 2023-11-23 | SR | Lindsey Steven L | Pres, CEO | F - Tax | $60.63 | -201 | 26.5K | -0.8% | -$12.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-23 | A | A | 3,314 | $60.63 | 54,540 | D | — | — | (F2) Represents performance contingent restricted units that vested and settled in stock based on performance metrics not tied to the market price of the Company's stock. |
| 2 | Common | Common Stock | 2023-11-23 | F | D | 440 | $60.63 | 51,226 | D | — | — | (F1) Represents the number of shares withheld for the payment of taxes incident to the vesting of 1,246 shares of time-vested restricted stock. |
| 3 | Common | Common Stock | 2023-11-23 | F | D | 1,171 | $60.63 | 53,369 | D | — | — | (F3) Represents the number of shares withheld for the payment of taxes incident to the vesting of 3,314 performance contingent restricted units. |
| 4 | Derivative | Phantom Stock | 2023-11-23 | A | A | 1,231 | $60.63 | 25,148 | D | — · — to — | 1,231 Common Stock | (F6) Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 1,231 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2028 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting. |
| 5 | Derivative | Phantom Stock | 2023-11-23 | F | D | 201 | $60.63 | 26,486 | D | — · — to — | 201 Common Stock | (F9) Represents the number of shares of phantom stock withheld for the payment of taxes. |
| 6 | Derivative | Phantom Stock | 2023-11-23 | A | A | 616 | $60.63 | 26,687 | D | — · — to — | 616 Common Stock | (F8) Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 616 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2030 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting. |
| 7 | Derivative | Phantom Stock | 2023-11-23 | A | A | 923 | $60.63 | 26,071 | D | — · — to — | 923 Common Stock | (F7) Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 923 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2029 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting. |
| 8 | Derivative | Phantom Stock | 2023-11-23 | A | A | 1,539 | $60.63 | 23,917 | D | — · — to — | 1,539 Common Stock | (F5) Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 1,539 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2027 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting. |
| 9 | Derivative | Phantom Stock | 2023-11-23 | A | A | 1,846 | $60.63 | 22,378 | D | — · — to — | 1,846 Common Stock | (F4) Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 1,846 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2026 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting. |