Form 4 for PLAB PHOTRONICS INC
Accepted 2022-02-25 00:00:00 ET · period of report 2022-02-23 · accession 0001567619-22-005658 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-25 | 2022-02-23 | PLAB | KIRLIN PETER S | CEO | S - Sale+OE | $20.14 | -300 | 453.6K | -0.1% | -$6,042 |
| D | 2022-02-25 | 2022-02-23 | PLAB | KIRLIN PETER S | CEO | M - OptEx | $12.13 | +300 | 453.9K | +0.1% | +$3,639 |
| D | 2022-02-25 | 2022-01-26 | PLAB | KIRLIN PETER S | CEO | A - Grant | $9.11 | +2,332 | 453.6K | +0.5% | +$21.2K |
| D | 2022-02-25 | 2022-02-23 | PLAB | KIRLIN PETER S | CEO | M - OptEx | $0.00 | -300 | 51.5K | -0.6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-23 | S | D | 300 | $20.14 | 453,571 | D | — | — | (F3) The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Dr. Kirlin. (F4) Net proceeds of sale to fund children's education. (F5) This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2022-02-23 | M | A | 300 | $12.13 | 453,871 | D | — | — | |
| 3 | Common | Common Stock | 2022-01-26 | A | A | 2,332 | $9.11 | 453,571 | D | — | — | (F1) Represents shares of Photronics, Inc. common stock purchased under the Company's Employee Stock Purchase Plan. (F2) The purchase price of the shares pursuant to the Employee Stock Purchase Plan is 85% of the fair market value (the "Closing Price") of the common stock of the Company on the purchase date of the applicable purchase period as defined in the offering plan documents. Closing Price on purchase date is $10.72 less 15% for a purchase price of $9.112.. |
| 4 | Derivative | Non-Qualified Stock Options | 2022-02-23 | M | D | 300 | $0.00 | 51,456 | D | $12.13 · 2020-01-04 to 2026-01-04 | 300 Common Stock |