Form 4 for LBTYA Liberty Global Ltd.
Accepted 2021-08-13 00:00:00 ET · period of report 2021-08-11 · accession 0001570585-21-000282 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-13 | 2021-08-11 | LBTYA | BRACKEN CHARLES H R | EVP, CFO | M - OptEx | $15.43 | +177.4K | 88.8K | New | +$2.74M |
| DM | 2021-08-13 | 2021-08-12 | LBTYA | BRACKEN CHARLES H R | EVP, CFO | S - Sale+OE | $28.74 | -43.3K | 120.3K | -26% | -$1.25M |
| DM | 2021-08-13 | 2021-08-11 | LBTYA | BRACKEN CHARLES H R | EVP, CFO | F - Tax | $28.62 | -134.1K | 149.9K | -47% | -$3.84M |
| DM | 2021-08-13 | 2021-08-11 | LBTYA | BRACKEN CHARLES H R | EVP, CFO | M - OptEx | $0.00 | -177.4K | 236.5K | -43% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class C Ordinary Shares | 2021-08-11 | M | A | 118,255 | $15.12 | 238,597 | D | — | — | |
| 2 | Common | Class A Ordinary Shares | 2021-08-12 | S | D | 13,732 | $28.66 | 29,658 | D | — | — | (F1) The price reflects a weighted average of sales made at prices ranging from $28.58 to $28.70. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. |
| 3 | Common | Class A Ordinary Shares | 2021-08-11 | F | D | 45,395 | $28.57 | 43,390 | D | — | — | |
| 4 | Common | Class A Ordinary Shares | 2021-08-11 | M | A | 59,127 | $16.05 | 88,785 | D | — | — | |
| 5 | Common | Class C Ordinary Shares | 2021-08-12 | S | D | 29,598 | $28.77 | 120,342 | D | — | — | (F2) The price reflects a weighted average of sales made at prices ranging from $28.685 to $28.7654. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. |
| 6 | Common | Class C Ordinary Shares | 2021-08-11 | F | D | 88,657 | $28.65 | 149,940 | D | — | — | |
| 7 | Derivative | Share Appreciation Rights A | 2021-08-11 | M | D | 59,127 | $0.00 | 118,256 | D | $16.05 · — to 2030-04-01 | 59,127 Class A Ordinary Shares | (F3) The Share Appreciation Rights vest in three equal annual installments commencing on May 1, 2021. |
| 8 | Derivative | Share Appreciation Rights C | 2021-08-11 | M | D | 118,255 | $0.00 | 236,511 | D | $15.12 · — to 2030-04-01 | 118,255 Class C Ordinary Shares | (F3) The Share Appreciation Rights vest in three equal annual installments commencing on May 1, 2021. |