Form 4 for LBTYA Liberty Global Ltd.
Accepted 2021-10-04 00:00:00 ET · period of report 2021-09-30 · accession 0001570585-21-000320 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-04 | 2021-09-30 | LBTYA | GOULD PAUL A | Dir | A - Grant | $29.57 | +183 | 993.8K | +0.0% | +$5,412 |
| DM | 2021-10-04 | 2021-09-30 | LBTYA | GOULD PAUL A | Dir | A - Grant | — | +1,185 | 32.8K | +4% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Ordinary Shares | 2021-09-30 | A | A | 61 | $29.80 | 225,731 | D | — | — | (F1) Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on September 30, 2021. |
| 2 | Common | Class C Ordinary Shares | 2021-09-30 | A | A | 122 | $29.46 | 993,762 | D | — | — | (F1) Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The number of shares was determined using the closing market price of the applicable class of ordinary shares on September 30, 2021. |
| 3 | Derivative | Class A Share Fund Units | 2021-09-30 | A | A | 395 | — | 14,869 | D | — · — to — | 395 Class A Ordinary Shares | (F3) The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices of the Class A and Class C ordinary shares on September 30, 2021, with the value of any fractional shares deferred in cash. (F2) The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Director Deferred Compensation Plan. |
| 4 | Derivative | Class C Share Fund Units | 2021-09-30 | A | A | 790 | — | 32,814 | D | — · — to — | 790 Class C Ordinary Shares | (F3) The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices of the Class A and Class C ordinary shares on September 30, 2021, with the value of any fractional shares deferred in cash. (F2) The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Director Deferred Compensation Plan. |