Form 4 for LBTYA Liberty Global Ltd.
Accepted 2021-11-12 00:00:00 ET · period of report 2021-11-09 · accession 0001570585-21-000346 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-12 | 2021-11-09 | LBTYA | RAPLEY DAVID E | Dir | M - OptEx | $18.82 | +8,068 | 5,118 | New | +$151.8K |
| DM | 2021-11-12 | 2021-11-09 | LBTYA | RAPLEY DAVID E | Dir | S - Sale+OE | $28.77 | -8,068 | 3,129 | -72% | -$232.1K |
| DM | 2021-11-12 | 2021-11-09 | LBTYA | RAPLEY DAVID E | Dir | M - OptEx | $0.00 | -8,068 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class C Ordinary Shares | 2021-11-09 | M | A | 1,981 | $19.03 | 13,610 | D | — | — | |
| 2 | Common | Class C Ordinary Shares | 2021-11-09 | S | D | 6,079 | $28.75 | 7,531 | D | — | — | (F1) The price reflects a weighted average of sales made at prices ranging from $28.735 to $28.765. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price. |
| 3 | Common | Class C Ordinary Shares | 2021-11-09 | M | A | 4,098 | $18.49 | 11,629 | D | — | — | |
| 4 | Common | Class A Ordinary Shares | 2021-11-09 | S | D | 1,989 | $28.84 | 3,129 | D | — | — | |
| 5 | Common | Class A Ordinary Shares | 2021-11-09 | M | A | 1,989 | $19.28 | 5,118 | D | — | — | |
| 6 | Derivative | Share Option C (right to buy) | 2021-11-09 | M | D | 4,098 | $0.00 | 0 | D | $18.49 · — to 2022-06-19 | 4,098 Class C Ordinary Shares | (F2) The option is immediately exercisable. |
| 7 | Derivative | Share Option A (right to buy) | 2021-11-09 | M | D | 1,989 | $0.00 | 0 | D | $19.28 · — to 2022-06-19 | 1,989 Class A Ordinary Shares | (F2) The option is immediately exercisable. |
| 8 | Derivative | Share Option C (right to buy) | 2021-11-09 | M | D | 1,981 | $0.00 | 0 | D | $19.03 · — to 2022-06-19 | 1,981 Class C Ordinary Shares | (F2) The option is immediately exercisable. |