Form 4 for LBTYA Liberty Global Ltd.
Accepted 2022-06-17 00:00:00 ET · period of report 2022-06-15 · accession 0001570585-22-000182 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-06-17 | 2022-06-15 | LBTYA | DICK JOHN W | Dir | S - Sale+OE | $22.79 | -8,068 | 47.7K | -14% | -$183.9K |
| DM | 2022-06-17 | 2022-06-15 | LBTYA | DICK JOHN W | Dir | M - OptEx | $18.82 | +8,068 | 49.7K | +19% | +$151.8K |
| DM | 2022-06-17 | 2022-06-15 | LBTYA | DICK JOHN W | Dir | A - Grant | $0.00 | +20.8K | 6,931 | New | $0 |
| DM | 2022-06-17 | 2022-06-15 | LBTYA | DICK JOHN W | Dir | M - OptEx | $0.00 | -8,068 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class C Ordinary Shares | 2022-06-15 | S | D | 6,079 | $23.09 | 128,385 | D | — | — | (F2) The price reflects a weighted average of sales made at prices ranging from $23.01 to $23.18. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price. |
| 2 | Common | Class C Ordinary Shares | 2022-06-15 | M | A | 4,098 | $18.49 | 134,464 | D | — | — | |
| 3 | Common | Class C Ordinary Shares | 2022-06-15 | M | A | 1,981 | $19.03 | 130,366 | D | — | — | |
| 4 | Common | Class A Ordinary Shares | 2022-06-15 | S | D | 1,989 | $21.88 | 47,678 | D | — | — | (F1) The price reflects a weighted average of sales made at prices ranging from $21.86 to $21.93. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price. |
| 5 | Common | Class A Ordinary Shares | 2022-06-15 | M | A | 1,989 | $19.28 | 49,667 | D | — | — | |
| 6 | Derivative | Share Option C (right to buy) | 2022-06-15 | A | A | 13,861 | $0.00 | 13,861 | D | $23.21 · — to 2032-06-15 | 13,861 Class C Ordinary Shares | (F3) The option vests in three equal annual installments commencing on the date of the Issuer's 2023 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. |
| 7 | Derivative | Share Option A (right to buy) | 2022-06-15 | M | D | 1,989 | $0.00 | 0 | D | $19.28 · — to 2022-06-19 | 1,989 Class A Ordinary Shares | (F4) The option is immediately exercisable. |
| 8 | Derivative | Share Option C (right to buy) | 2022-06-15 | M | D | 1,981 | $0.00 | 0 | D | $19.03 · — to 2022-06-19 | 1,981 Class C Ordinary Shares | (F4) The option is immediately exercisable. |
| 9 | Derivative | Share Option A (right to buy) | 2022-06-15 | A | A | 6,931 | $0.00 | 6,931 | D | $22.04 · — to 2032-06-15 | 6,931 Class A Ordinary Shares | (F3) The option vests in three equal annual installments commencing on the date of the Issuer's 2023 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. |
| 10 | Derivative | Share Option C (right to buy) | 2022-06-15 | M | D | 4,098 | $0.00 | 0 | D | $18.49 · — to 2022-06-19 | 4,098 Class C Ordinary Shares | (F4) The option is immediately exercisable. |