Form 4 for LBTYA Liberty Global Ltd.
Accepted 2023-03-14 00:00:00 ET · period of report 2023-03-10 · accession 0001570585-23-000063 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-14 | 2023-03-10 | LBTYA | HALL BRYAN H | EVP, Gen Counsel, Sec | A - Grant | — | +8,968 | 139.1K | +7% | — |
| DM | 2023-03-14 | 2023-03-10 | LBTYA | HALL BRYAN H | EVP, Gen Counsel, Sec | F - Tax | $19.10 | -3,926 | 127.4K | -3% | -$75.0K |
| DM | 2023-03-14 | 2023-03-10 | LBTYA | HALL BRYAN H | EVP, Gen Counsel, Sec | A - Grant | — | +1,119 | 373 | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Ordinary Shares | 2023-03-10 | A | A | 2,989 | — | 128,721 | D | — | — | (F1) Class A and Class C ordinary shares of the Issuer received by the Reporting Person pursuant to the Issuer's 2022 Annual Performance Award for employees (which was paid in part in shares), subject to applicable tax withholding. |
| 2 | Common | Class C Ordinary Shares | 2023-03-10 | F | D | 2,617 | $19.39 | 136,497 | D | — | — | |
| 3 | Common | Class C Ordinary Shares | 2023-03-10 | A | A | 5,979 | — | 139,114 | D | — | — | (F1) Class A and Class C ordinary shares of the Issuer received by the Reporting Person pursuant to the Issuer's 2022 Annual Performance Award for employees (which was paid in part in shares), subject to applicable tax withholding. |
| 4 | Common | Class A Ordinary Shares | 2023-03-10 | F | D | 1,309 | $18.51 | 127,412 | D | — | — | |
| 5 | Derivative | Restricted Share Units C | 2023-03-10 | A | A | 746 | — | 746 | D | — · — to — | 746 Class C Ordinary Shares | (F2) Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be. (F3) Based on the Reporting Person's receipt of shares as part of the 2022 Annual Performance Award described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of such shares received pursuant to the shareholding incentive program of the 2022 Annual Performance Award program. These RSUs will vest in full on March 1, 2024, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date. |
| 6 | Derivative | Restricted Share Units A | 2023-03-10 | A | A | 373 | — | 373 | D | — · — to — | 373 Class A Ordinary Shares | (F2) Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be. (F3) Based on the Reporting Person's receipt of shares as part of the 2022 Annual Performance Award described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of such shares received pursuant to the shareholding incentive program of the 2022 Annual Performance Award program. These RSUs will vest in full on March 1, 2024, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date. |