Form 4 for LBTYA Liberty Global Ltd.
Accepted 2023-05-03 00:00:00 ET · period of report 2023-05-01 · accession 0001570585-23-000160 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2023-05-03 | 2023-05-01 | LBTYA | Rodriguez Enrique | EVP, CTO | M - OptEx | — | +96.7K | 172.1K | +128% | — |
| DMI | 2023-05-03 | 2023-05-01 | LBTYA | Rodriguez Enrique | EVP, CTO | F - Tax | $19.75 | -48.1K | 167.7K | -22% | -$949.8K |
| DM | 2023-05-03 | 2023-05-01 | LBTYA | Rodriguez Enrique | EVP, CTO | M - OptEx | — | -96.7K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Ordinary Shares | 2023-05-01 | M | A | 11,675 | — | 183,772 | I By Trust | — | — | (F1) Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be. (F3) Shares are held by the Enrique Rodriguez Management Trust, of which the Reporting Person is the trustee. |
| 2 | Common | Class C Ordinary Shares | 2023-05-01 | F | D | 32,060 | $20.04 | 328,537 | I By Trust | — | — | (F3) Shares are held by the Enrique Rodriguez Management Trust, of which the Reporting Person is the trustee. |
| 3 | Common | Class C Ordinary Shares | 2023-05-01 | M | A | 41,106 | — | 337,246 | I By Trust | — | — | (F1) Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be. (F4) Includes 296,140 ordinary shares previously owned directly by the Reporting Person which were transferred to the Enrique Rodriguez Management Trust, of which the Reporting Person is a trustee. (F3) Shares are held by the Enrique Rodriguez Management Trust, of which the Reporting Person is the trustee. |
| 4 | Common | Class C Ordinary Shares | 2023-05-01 | M | A | 23,351 | — | 360,597 | I By Trust | — | — | (F1) Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be. (F3) Shares are held by the Enrique Rodriguez Management Trust, of which the Reporting Person is the trustee. |
| 5 | Common | Class A Ordinary Shares | 2023-05-01 | M | A | 20,553 | — | 172,097 | I By Trust | — | — | (F1) Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be. (F2) Includes 151,544 ordinary shares previously owned directly by the Reporting Person which were transferred to the Enrique Rodriguez Management Trust, of which the Reporting Person is a trustee. (F3) Shares are held by the Enrique Rodriguez Management Trust, of which the Reporting Person is the trustee. |
| 6 | Common | Class A Ordinary Shares | 2023-05-01 | F | D | 16,030 | $19.17 | 167,742 | I By Trust | — | — | (F3) Shares are held by the Enrique Rodriguez Management Trust, of which the Reporting Person is the trustee. |
| 7 | Derivative | Restricted Share Units C | 2023-05-01 | M | D | 23,351 | — | 23,352 | D | — · — to — | 23,351 Class C Ordinary Shares | (F1) Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be. (F7) The RSUs vest in three equal annual installments commencing on May 1, 2022. |
| 8 | Derivative | Restricted Share Units A | 2023-05-01 | M | D | 11,675 | — | 11,677 | D | — · — to — | 11,675 Class A Ordinary Shares | (F1) Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be. (F7) The RSUs vest in three equal annual installments commencing on May 1, 2022. |
| 9 | Derivative | Restricted Share Units C | 2023-05-01 | M | D | 41,106 | — | 0 | D | — · — to — | 41,106 Class C Ordinary Shares | (F1) Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be. (F6) The RSUs vest in three equal annual installments commencing on May 1, 2021. |
| 10 | Derivative | Restricted Share Units A | 2023-05-01 | M | D | 20,553 | — | 0 | D | — · — to — | 20,553 Class A Ordinary Shares | (F1) Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be. (F6) The RSUs vest in three equal annual installments commencing on May 1, 2021. |