Form 4 for LBTYA Liberty Global Ltd.
Accepted 2023-06-16 00:00:00 ET · period of report 2023-06-14 · accession 0001570585-23-000248 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-16 | 2023-06-14 | LBTYA | GOULD PAUL A | Dir | M - OptEx | — | +2,922 | 999.1K | +0.3% | — |
| DM | 2023-06-16 | 2023-06-14 | LBTYA | GOULD PAUL A | Dir | A - Grant | $0.00 | +20.5K | 9,945 | New | $0 |
| DM | 2023-06-16 | 2023-06-14 | LBTYA | GOULD PAUL A | Dir | M - OptEx | — | -2,922 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class C Ordinary Shares | 2023-06-14 | M | A | 2,922 | — | 999,059 | D | — | — | (F1) Each Restricted Share Unit represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be. |
| 2 | Derivative | Restricted Share Units C | 2023-06-14 | A | A | 3,726 | — | 3,726 | D | — · — to — | 3,726 Class C Ordinary Shares | (F1) Each Restricted Share Unit represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be. (F2) The Restricted Share Units will vest in full on the date of the Issuer's 2024 annual general meeting. |
| 3 | Derivative | Class A Share Fund Units | 2023-06-14 | M | A | 1,461 | — | 16,747 | D | — · — to — | 1,461 Class A Ordinary Shares | (F6) The share fund units represent the deferral of shares the Reporting Person received upon the vesting of the 1,461 Restricted Share Units A. (F5) The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Director Deferred Compensation Plan. |
| 4 | Derivative | Restricted Share Units C | 2023-06-14 | M | D | 2,922 | — | 0 | D | — · — to — | 2,922 Class C Ordinary Shares | (F1) Each Restricted Share Unit represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be. (F4) The Restricted Share Units vested in full on the date of the Issuer's 2023 annual general meeting. |
| 5 | Derivative | Restricted Share Units A | 2023-06-14 | A | A | 1,863 | — | 1,863 | D | — · — to — | 1,863 Class A Ordinary Shares | (F1) Each Restricted Share Unit represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be. (F2) The Restricted Share Units will vest in full on the date of the Issuer's 2024 annual general meeting. |
| 6 | Derivative | Share Option A (right to buy) | 2023-06-14 | A | A | 4,973 | $0.00 | 4,973 | D | $17.22 · — to 2033-06-14 | 4,973 Class A Ordinary Shares | (F3) The option vests in three equal annual installments commencing on the date of the Issuer's 2024 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. |
| 7 | Derivative | Share Option C (right to buy) | 2023-06-14 | A | A | 9,945 | $0.00 | 9,945 | D | $18.23 · — to 2033-06-14 | 9,945 Class C Ordinary Shares | (F3) The option vests in three equal annual installments commencing on the date of the Issuer's 2024 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter. |
| 8 | Derivative | Restricted Share Units A | 2023-06-14 | M | D | 1,461 | — | 0 | D | — · — to — | 1,461 Class A Ordinary Shares | (F1) Each Restricted Share Unit represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be. (F4) The Restricted Share Units vested in full on the date of the Issuer's 2023 annual general meeting. |