Form 4 for NEWT NewtekOne, Inc.
Accepted 2024-09-24 00:00:00 ET · period of report 2024-09-23 · accession 0001587987-24-000201 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-09-24 | 2024-09-23 | NEWT | SLOANE BARRY | COB, CEO, Dir | P - Purchase | $11.75 | +40.1K | 1.16M | +4% | +$471.6K |
| 2024-09-24 | 2024-09-24 | NEWT | SLOANE BARRY | COB, CEO, Dir | G - Gift | $0.00 | -40.1K | 1.15M | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2024-09-23 | P | A | 10,000 | $11.68 | 1,177,323 | D | — | — | |
| 2 | Common | Common stock | 2024-09-24 | G | D | 40,134 | $0.00 | 1,147,323 | D | — | — | |
| 3 | Common | Common stock | 2024-09-23 | P | A | 3,614 | $11.92 | 1,187,457 | D | — | — | |
| 4 | Common | Common stock | 2024-09-23 | P | A | 5,386 | $11.79 | 1,183,843 | D | — | — | |
| 5 | Common | Common stock | 2024-09-23 | P | A | 1,134 | $11.75 | 1,178,457 | D | — | — | |
| 6 | Common | Common stock | 2024-09-23 | P | A | 10,000 | $11.69 | 1,167,323 | D | — | — | |
| 7 | Common | Common stock | 2024-09-23 | P | A | 10,000 | $11.80 | 1,157,323 | D | — | — |