Form 4 for EDBL Edible Garden AG Inc
Accepted 2024-05-03 00:00:00 ET · period of report 2024-04-24 · accession 0001610520-24-000090 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2024-05-03 | 2024-04-24+ | EDBL | UBS Group AG | 10% | S - Sale | $5.44 | -30.2K | 31.8K | -49% | -$164.0K |
| MI | 2024-05-03 | 2024-04-25 | EDBL | UBS Group AG | 10% | P - Purchase | $6.08 | +1,005 | 32.1K | +3% | +$6,107 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-25 | S | D | 100 | $6.22 | 31,866 | I By Subsidiary | — | — | (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |
| 2 | Common | Common Stock | 2024-04-25 | S | D | 100 | $6.16 | 31,966 | I By Subsidiary | — | — | (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |
| 3 | Common | Common Stock | 2024-04-25 | S | D | 186 | $6.22 | 31,647 | I By Subsidiary | — | — | (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |
| 4 | Common | Common Stock | 2024-04-25 | S | D | 190 | $6.24 | 31,457 | I By Subsidiary | — | — | (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |
| 5 | Common | Common Stock | 2024-04-25 | S | D | 97 | $6.22 | 31,360 | I By Subsidiary | — | — | (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |
| 6 | Common | Common Stock | 2024-04-25 | S | D | 26,335 | $5.32 | 5,025 | I By Subsidiary | — | — | (F2) Per Section 16 short-swing profit rules, Total Profit resulting from all trades while UBS Group AG was a 10% insider to be disgorged to issuer: $180.3735. (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |
| 7 | Common | Common Stock | 2024-04-24 | S | D | 1 | $6.20 | 34,181 | I By Subsidiary | — | — | (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |
| 8 | Common | Common Stock | 2024-04-24 | S | D | 105 | $6.30 | 34,076 | I By Subsidiary | — | — | (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |
| 9 | Common | Common Stock | 2024-04-25 | P | A | 300 | $6.00 | 34,376 | I By Subsidiary | — | — | (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |
| 10 | Common | Common Stock | 2024-04-25 | P | A | 700 | $6.11 | 35,076 | I By subsidiary | — | — | (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |
| 11 | Common | Common Stock | 2024-04-25 | P | A | 1 | $6.09 | 35,077 | I By Subsidiary | — | — | (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |
| 12 | Common | Common Stock | 2024-04-25 | S | D | 3,000 | $6.25 | 32,077 | I By Subsidiary | — | — | (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |
| 13 | Common | Common Stock | 2024-04-25 | P | A | 1 | $6.28 | 32,078 | I By Subsidiary | — | — | (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |
| 14 | Common | Common Stock | 2024-04-25 | P | A | 2 | $5.88 | 32,080 | I By Subsidiary | — | — | (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |
| 15 | Common | Common Stock | 2024-04-25 | S | D | 1 | $5.95 | 32,079 | I By Subsidiary | — | — | (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |
| 16 | Common | Common Stock | 2024-04-25 | P | A | 1 | $6.24 | 32,080 | I By Subsidiary | — | — | (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |
| 17 | Common | Common Stock | 2024-04-25 | S | D | 14 | $6.16 | 32,066 | I By Subsidiary | — | — | (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |
| 18 | Common | Common Stock | 2024-04-25 | S | D | 33 | $6.22 | 31,833 | I By Subsidiary | — | — | (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |