UBS Group AG
SEC CIK 1610520 · EDGAR
BoughtSold
Companies
| Ticker | Company | Title | Holding | Bought | Sold | Trades | First | Last |
|---|---|---|---|---|---|---|---|---|
| EFR | Eaton Vance Senior Floating-Rate Trust | 10% | 0 | — | — | 1 | 2026-05-29 | 2026-05-29 |
| EVV | Eaton Vance Ltd Duration Income Fund | 10% | 0 | — | — | 1 | 2026-05-29 | 2026-05-29 |
| EVF | Eaton Vance Senior Income Trust | 10% | 0 | — | — | 1 | 2026-05-29 | 2026-05-29 |
| NDRA | ENDRA Life Sciences Inc. | Market maker, broker-dealer | 146.0K | $2,043 | — | 2 | 2024-08-27 | 2024-08-27 |
| EMPD | Empery Digital Inc. | 10% | 25.8K | $488.81 | $5,471 | 2 | 2024-07-05 | 2024-07-05 |
| GDV | GABELLI DIVIDEND & INCOME TRUST | 10% | 0 | — | — | 3 | 2024-06-26 | 2024-06-28 |
| GAB | GABELLI EQUITY TRUST INC | 10% | 0 | — | — | 2 | 2024-06-26 | 2024-06-28 |
| GGT | GABELLI MULTIMEDIA TRUST INC. | 10% | 0 | — | — | 1 | 2024-06-26 | 2024-06-26 |
| EDBL | Edible Garden AG Inc | 10% | 31.8K | $6,107 | $164.0K | 2 | 2024-04-24 | 2024-04-25 |
| PFN | PIMCO Income Strategy Fund II | 10% | 0 | — | — | 1 | 2024-04-17 | 2024-04-17 |
| PFL | PIMCO INCOME STRATEGY FUND | 10% | 0 | — | — | 1 | 2024-04-17 | 2024-04-17 |
| PHK | PIMCO HIGH INCOME FUND | 10% | 0 | — | — | 1 | 2024-04-17 | 2024-04-17 |
| PTY | PIMCO CORPORATE & INCOME OPPORTUNITY FUND | 10% | 0 | — | — | 1 | 2024-04-17 | 2024-04-17 |
| PNI | PIMCO NEW YORK MUNICIPAL INCOME FUND II | 10% | 0 | — | — | 1 | 2024-04-17 | 2024-04-17 |
| PML | PIMCO MUNICIPAL INCOME FUND II | 10% | 0 | — | — | 1 | 2024-04-17 | 2024-04-17 |
| PCN | PIMCO CORPORATE & INCOME STRATEGY FUND | 10% | 0 | — | — | 1 | 2024-04-17 | 2024-04-17 |
| PCQ | PIMCO CALIFORNIA MUNICIPAL INCOME FUND | 10% | 0 | — | — | 1 | 2024-04-17 | 2024-04-17 |
| DSM | BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. | 10% | 0 | — | — | 1 | 2023-07-12 | 2023-07-12 |
| LEO | BNY MELLON STRATEGIC MUNICIPALS, INC. | 10% | 0 | — | — | 1 | 2023-07-12 | 2023-07-12 |
| MMU | WESTERN ASSET MANAGED MUNICIPALS FUND INC. | 10% | 0 | — | — | 2 | 2023-02-24 | 2023-03-01 |
| SBI | WESTERN ASSET INTERMEDIATE MUNI FUND INC. | 10% | 0 | — | — | 1 | 2023-03-01 | 2023-03-01 |
| NCZ | Virtus Convertible & Income Fund II | 10% | 0 | — | — | 1 | 2022-11-03 | 2022-11-03 |
| NCV | Virtus Convertible & Income Fund | 10% | 0 | — | — | 1 | 2022-11-03 | 2022-11-03 |
Most active insiders at EFR, 12 months
| # | Insider | Title | Bought | Sold |
|---|---|---|---|---|
| 1 | UBS Group AG | 10% | — | — |
Transactions 30
| X | Filed | Traded | Ticker | Company | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2026-05-29 15:47 | 2026-05-29 | EVF | Eaton Vance Senior Income Trust | UBS Group AG | 10% | J - Other | $24,500.00 | -1,022 | 0 | -100% | -$25.04M |
| I | 2026-05-29 15:19 | 2026-05-29 | EVV | Eaton Vance Ltd Duration Income Fund | UBS Group AG | 10% | J - Other | $24,500.00 | -5,148 | 0 | -100% | -$126.13M |
| I | 2026-05-29 15:02 | 2026-05-29 | EFR | Eaton Vance Senior Floating-Rate Trust | UBS Group AG | 10% | J - Other | $24,500.00 | -1,973 | 0 | -100% | -$48.34M |
| AI | 2024-09-05 | 2024-08-27 | NDRA | ENDRA Life Sciences Inc. | UBS Group AG | Market maker, broker-dealer | P - Purchase | — | 0 | 146.0K | New | — |
| I | 2024-08-29 | 2024-08-27 | NDRA | ENDRA Life Sciences Inc. | UBS Group AG | 10% | P - Purchase | $0.55 | +3,715 | 146.0K | +3% | +$2,043 |
| MI | 2024-07-10 | 2024-07-05+ | EMPD | Empery Digital Inc. | UBS Group AG | 10% | S - Sale | $4.32 | -1,265 | 25.8K | -5% | -$5,471 |
| MI | 2024-07-10 | 2024-07-05+ | EMPD | Empery Digital Inc. | UBS Group AG | 10% | P - Purchase | $4.53 | +108 | 26.1K | +0.4% | +$488.81 |
| I | 2024-06-28 | 2024-06-28 | GAB | GABELLI EQUITY TRUST INC | UBS Group AG | 10% | J - Other | $25,000.00 | -18 | 0 | -100% | -$450.0K |
| I | 2024-06-28 | 2024-06-28 | GDV | GABELLI DIVIDEND & INCOME TRUST | UBS Group AG | 10% | J - Other | $25,000.00 | -39 | 0 | -100% | -$975.0K |
| I | 2024-06-27 | 2024-06-27 | GDV | GABELLI DIVIDEND & INCOME TRUST | UBS Group AG | 10% | J - Other | $25,000.00 | -6 | 0 | -100% | -$150.0K |
| I | 2024-06-26 | 2024-06-26 | GAB | GABELLI EQUITY TRUST INC | UBS Group AG | 10% | J - Other | $25,000.00 | -17 | 0 | -100% | -$425.0K |
| I | 2024-06-26 | 2024-06-26 | GGT | GABELLI MULTIMEDIA TRUST INC. | UBS Group AG | 10% | J - Other | $25,000.00 | -4 | 0 | -100% | -$100.0K |
| I | 2024-06-26 | 2024-06-26 | GDV | GABELLI DIVIDEND & INCOME TRUST | UBS Group AG | 10% | J - Other | $25,000.00 | -19 | 0 | -100% | -$475.0K |
| MI | 2024-05-03 | 2024-04-24+ | EDBL | Edible Garden AG Inc | UBS Group AG | 10% | S - Sale | $5.44 | -30.2K | 31.8K | -49% | -$164.0K |
| MI | 2024-05-03 | 2024-04-25 | EDBL | Edible Garden AG Inc | UBS Group AG | 10% | P - Purchase | $6.08 | +1,005 | 32.1K | +3% | +$6,107 |
| I | 2024-04-18 | 2024-04-17 | PTY | PIMCO CORPORATE & INCOME OPPORTUNITY FUND | UBS Group AG | 10% | J - Other | — | -3,242 | 0 | -100% | — |
| I | 2024-04-18 | 2024-04-17 | PFL | PIMCO INCOME STRATEGY FUND | UBS Group AG | 10% | J - Other | — | -355 | 0 | -100% | — |
| I | 2024-04-18 | 2024-04-17 | PCN | PIMCO CORPORATE & INCOME STRATEGY FUND | UBS Group AG | 10% | J - Other | — | -475 | 0 | -100% | — |
| I | 2024-04-18 | 2024-04-17 | PFN | PIMCO Income Strategy Fund II | UBS Group AG | 10% | J - Other | — | -1,422 | 0 | -100% | — |
| I | 2024-04-18 | 2024-04-17 | PCQ | PIMCO CALIFORNIA MUNICIPAL INCOME FUND | UBS Group AG | 10% | J - Other | — | -4,369 | 0 | -100% | — |
| I | 2024-04-18 | 2024-04-17 | PML | PIMCO MUNICIPAL INCOME FUND II | UBS Group AG | 10% | J - Other | — | -9,288 | 0 | -100% | — |
| I | 2024-04-18 | 2024-04-17 | PNI | PIMCO NEW YORK MUNICIPAL INCOME FUND II | UBS Group AG | 10% | J - Other | — | -1,976 | 0 | -100% | — |
| I | 2024-04-18 | 2024-04-17 | PHK | PIMCO HIGH INCOME FUND | UBS Group AG | 10% | J - Other | — | -1,637 | 0 | -100% | — |
| I | 2023-07-17 | 2023-07-12 | DSM | BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. | UBS Group AG | 10% | J - Other | $0.00 | -1,487 | 0 | -100% | $0 |
| I | 2023-07-17 | 2023-07-12 | LEO | BNY MELLON STRATEGIC MUNICIPALS, INC. | UBS Group AG | 10% | J - Other | $0.00 | -2,324 | 0 | -100% | $0 |
| I | 2023-03-03 | 2023-03-01 | MMU | WESTERN ASSET MANAGED MUNICIPALS FUND INC. | UBS Group AG | 10% | J - Other | — | -979 | 0 | -100% | — |
| I | 2023-03-03 | 2023-03-01 | SBI | WESTERN ASSET INTERMEDIATE MUNI FUND INC. | UBS Group AG | 10% | J - Other | — | -20 | 0 | -100% | — |
| MAIE | 2023-02-28 | 2023-02-24 | MMU | WESTERN ASSET MANAGED MUNICIPALS FUND INC. | UBS Group AG | 10% | P - Purchase | $25,003.42 | +811 | 979 | +483% | — |
| I | 2022-11-08 | 2022-11-03 | NCZ | Virtus Convertible & Income Fund II | UBS Group AG | 10% | J - Other | — | -5,636 | 0 | -100% | — |
| I | 2022-11-08 | 2022-11-03 | NCV | Virtus Convertible & Income Fund | UBS Group AG | 10% | J - Other | — | -8,056 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations