Form 4 for GAB GABELLI EQUITY TRUST INC
Accepted 2024-06-26 00:00:00 ET · period of report 2024-06-26 · accession 0001610520-24-000122 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2024-06-26 | 2024-06-26 | GAB | UBS Group AG | 10% | J - Other | $25,000.00 | -17 | 0 | -100% | -$425.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Auction Preferred Stock | 2024-06-26 | J | D | 17 | $25,000.00 | 0 | I By Subsidiary | — | — | (F2) 362397507, Series C (F3) This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients. |