Form 4 for EMPD Empery Digital Inc.
Accepted 2024-07-10 00:00:00 ET · period of report 2024-07-05 · accession 0001610520-24-000134 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2024-07-10 | 2024-07-05+ | EMPD | UBS Group AG | 10% | S - Sale | $4.32 | -1,265 | 25.8K | -5% | -$5,471 |
| MI | 2024-07-10 | 2024-07-05+ | EMPD | UBS Group AG | 10% | P - Purchase | $4.53 | +108 | 26.1K | +0.4% | +$488.81 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-07-05 | S | D | 14 | $4.43 | 25,819 | I By Subsidiary | — | — | (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |
| 2 | Common | Common Stock | 2024-07-05 | S | D | 49 | $4.43 | 25,770 | I By Subsidiary | — | — | (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |
| 3 | Common | Common Stock | 2024-07-05 | S | D | 13 | $4.39 | 25,757 | I By Subsidiary | — | — | (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |
| 4 | Common | Common Stock | 2024-07-05 | S | D | 100 | $4.39 | 25,657 | I By Subsidiary | — | — | (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |
| 5 | Common | Common Stock | 2024-07-05 | S | D | 100 | $4.42 | 25,557 | I By Subsidiary | — | — | (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |
| 6 | Common | Common Stock | 2024-07-05 | S | D | 200 | $4.42 | 25,357 | I By Subsidiary | — | — | (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |
| 7 | Common | Common Stock | 2024-07-05 | S | D | 83 | $4.42 | 25,274 | I By Subsidiary | — | — | (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |
| 8 | Common | Common Stock | 2024-07-08 | P | A | 100 | $4.53 | 25,374 | I By Subsidiary | — | — | (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |
| 9 | Common | Common Stock | 2024-07-08 | P | A | 5 | $4.52 | 25,379 | I By Subsidiary | — | — | (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |
| 10 | Common | Common Stock | 2024-07-08 | S | D | 25 | $4.39 | 25,354 | I By Subsidiary | — | — | (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |
| 11 | Common | Common Stock | 2024-07-08 | S | D | 1 | $4.29 | 25,353 | I By Subsidiary | — | — | (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |
| 12 | Common | Common Stock | 2024-07-08 | S | D | 3 | $4.24 | 25,350 | I By Subsidiary | — | — | (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |
| 13 | Common | Common Stock | 2024-07-08 | S | D | 3 | $4.21 | 25,347 | I By Subsidiary | — | — | (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |
| 14 | Common | Common Stock | 2024-07-08 | S | D | 3 | $4.15 | 25,344 | I By Subsidiary | — | — | (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |
| 15 | Common | Common Stock | 2024-07-08 | S | D | 200 | $4.10 | 25,144 | I By Subsidiary | — | — | (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |
| 16 | Common | Common Stock | 2024-07-08 | S | D | 16 | $4.10 | 25,128 | I By Subsidiary | — | — | (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |
| 17 | Common | Common Stock | 2024-07-08 | S | D | 50 | $4.10 | 25,078 | I By Subsidiary | — | — | (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |
| 18 | Common | Common Stock | 2024-07-08 | S | D | 105 | $4.10 | 24,973 | I By Subsidiary | — | — | (F2) Per Section 16 short-swing profit rules, Total Loss resulting from all trades while UBS Group AG was a 10% insider: $ -120.289. As a loss was realized, there are no profits to disgorge to the issuer. (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |
| 19 | Common | Common Stock | 2024-07-05 | P | A | 1 | $4.39 | 26,132 | I By Subsidiary | — | — | (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |
| 20 | Common | Common Stock | 2024-07-05 | P | A | 1 | $4.40 | 26,133 | I By Subsidiary | — | — | (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |
| 21 | Common | Common Stock | 2024-07-05 | S | D | 100 | $4.44 | 26,033 | I By Subsidiary | — | — | (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |
| 22 | Common | Common Stock | 2024-07-05 | S | D | 200 | $4.43 | 25,833 | I By Subsidiary | — | — | (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |
| 23 | Common | Common Stock | 2024-07-05 | P | A | 1 | $4.42 | 26,131 | I By Subsidiary | — | — | (F1) This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. |