Form 4 for LBTYA Liberty Global Ltd.
Accepted 2021-10-05 00:00:00 ET · period of report 2021-10-01 · accession 0001628280-21-019725 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-05 | 2021-10-01 | LBTYA | FRIES MICHAEL T | Pres, CEO, Dir | M - OptEx | — | +215.4K | 1.00M | +27% | — |
| DM | 2021-10-05 | 2021-10-01 | LBTYA | FRIES MICHAEL T | Pres, CEO, Dir | F - Tax | $28.85 | -94.9K | 1.42M | -6% | -$2.74M |
| DM | 2021-10-05 | 2021-10-01 | LBTYA | FRIES MICHAEL T | Pres, CEO, Dir | M - OptEx | — | -215.4K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class C Ordinary Shares | 2021-10-01 | M | A | 143,594 | — | 1,479,789 | D | — | — | (F1) Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be. |
| 2 | Common | Class A Ordinary Shares | 2021-10-01 | F | D | 31,634 | $28.91 | 970,919 | D | — | — | |
| 3 | Common | Class A Ordinary Shares | 2021-10-01 | M | A | 71,797 | — | 1,002,553 | D | — | — | (F1) Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be. |
| 4 | Common | Class C Ordinary Shares | 2021-10-01 | F | D | 63,268 | $28.82 | 1,416,521 | D | — | — | |
| 5 | Derivative | Restricted Share Units A | 2021-10-01 | M | D | 71,797 | — | 0 | D | — · — to — | 71,797 Class A Ordinary Shares | (F1) Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be. (F2) The RSUs vest in two equal semi-annual installments on April 1, 2021 and October 1, 2021. |
| 6 | Derivative | Restricted Share Units C | 2021-10-01 | M | D | 143,594 | — | 0 | D | — · — to — | 143,594 Class C Ordinary Shares | (F1) Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be. (F2) The RSUs vest in two equal semi-annual installments on April 1, 2021 and October 1, 2021. |