Form 4 for UAL United Airlines Holdings
Accepted 2022-09-02 00:00:00 ET · period of report 2022-08-31 · accession 0001628280-22-024287 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-09-02 | 2022-08-31 | UAL | Gebo Kate | EVP HR, Labor Relations | F - Tax | $35.01 | -2,470 | 61.3K | -4% | -$86.5K |
| DI | 2022-09-02 | 2022-08-31 | UAL | Gebo Kate | EVP HR, Labor Relations | F - Tax | $35.01 | -789 | 30.6K | -3% | -$27.6K |
| DMI | 2022-09-02 | 2022-08-31 | UAL | Gebo Kate | EVP HR, Labor Relations | M - OptEx | $0.00 | +1,809 | 31.1K | +6% | $0 |
| D | 2022-09-02 | 2022-08-31 | UAL | Gebo Kate | EVP HR, Labor Relations | M - OptEx | $0.00 | +5,606 | 63.8K | +10% | $0 |
| DMI | 2022-09-02 | 2022-08-31 | UAL | Gebo Kate | EVP HR, Labor Relations | M - OptEx | $0.00 | -1,809 | 286 | -86% | $0 |
| D | 2022-09-02 | 2022-08-31 | UAL | Gebo Kate | EVP HR, Labor Relations | M - OptEx | $0.00 | -5,606 | 5,605 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-31 | F | D | 2,470 | $35.01 | 61,287 | D See Footnote | — | — | (F4) Includes 5,374 shares held in a revocable trust in the name of the reporting person. (F5) By spouse of the reporting person. |
| 2 | Common | Common Stock | 2022-08-31 | F | D | 789 | $35.01 | 30,582 | I | — | — | |
| 3 | Common | Common Stock | 2022-08-31 | M | A | 286 | $0.00 | 31,371 | I | — | — | |
| 4 | Common | Common Stock | 2022-08-31 | M | A | 1,523 | $0.00 | 31,085 | I See Footnote | — | — | (F8) Includes 6,765 shares held in a revocable trust in the name of the spouse of the reporting person. (F5) By spouse of the reporting person. |
| 5 | Common | Common Stock | 2022-08-31 | M | A | 5,606 | $0.00 | 63,757 | D See Footnote | — | — | (F5) By spouse of the reporting person. |
| 6 | Derivative | Restricted Stock Units | 2022-08-31 | M | D | 1,523 | $0.00 | 1,523 | I See Footnote | — · — to — | 1,523 Common Stock | (F10) The amount of securities beneficially owned reflects a correction to reduce the total RSUs granted by 1 RSU, which was subtracted from the RSUs vesting on February 28, 2023. (F5) By spouse of the reporting person. (F9) Each restricted stock unit ("RSU") represents the economic equivalent of one share of UAL common stock and shall be settled in shares of UAL common stock upon vesting. (F2) The RSUs were granted on March 1, 2021 and vest in four installments on August 31, 2021, February 28, 2022, August 31, 2022 and February 28, 2023. |
| 7 | Derivative | Restricted Stock Units | 2022-08-31 | M | D | 286 | $0.00 | 286 | I | — · — to — | 286 Common Stock | (F9) Each restricted stock unit ("RSU") represents the economic equivalent of one share of UAL common stock and shall be settled in shares of UAL common stock upon vesting. (F6) The RSUs were granted on May 25, 2021 and vest in four installments on August 31, 2021, February 28, 2022, August 31, 2022 and February 28, 2023. |
| 8 | Derivative | Restricted Stock Units | 2022-08-31 | M | D | 5,606 | $0.00 | 5,605 | D See Footnote | — · — to — | 5,606 Common Stock | (F10) The amount of securities beneficially owned reflects a correction to reduce the total RSUs granted by 1 RSU, which was subtracted from the RSUs vesting on February 28, 2023. (F5) By spouse of the reporting person. (F9) Each restricted stock unit ("RSU") represents the economic equivalent of one share of UAL common stock and shall be settled in shares of UAL common stock upon vesting. (F2) The RSUs were granted on March 1, 2021 and vest in four installments on August 31, 2021, February 28, 2022, August 31, 2022 and February 28, 2023. |