Form 4 for ARES Ares Management
Accepted 2022-11-10 00:00:00 ET · period of report 2022-11-08 · accession 0001628280-22-029579 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-11-10 | 2022-11-08+ | ARES | RESSLER ANTONY P | Co-Founder, Exec. COB, Dir, 10% | S - Sale | $83.02 | -675.8K | 301.9K | -69% | -$56.10M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-11-08 | S | D | 148,954 | $80.10 | 751,046 | I By TJ Capital Investors, LLC | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold on November 8, 2022 in multiple transactions at prices ranging from $80.00 to $80.50. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 4, 5, 6 and 7. (F3) Includes 900,000 shares of Class A Common Stock previously held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person or a vehicle controlled by him, which were transferred to the reporting person or a vehicle controlled by him. |
| 2 | Common | Class A Common Stock | 2022-11-10 | S | D | 36,569 | $83.47 | 643,623 | I By TJ Capital Investors, LLC | — | — | (F5) The price reported in Column 4 is a weighted average price. These shares were sold on November 10, 2022 in multiple transactions at prices ranging from $82.82 to $83.81. (F3) Includes 900,000 shares of Class A Common Stock previously held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person or a vehicle controlled by him, which were transferred to the reporting person or a vehicle controlled by him. |
| 3 | Common | Class A Common Stock | 2022-11-09 | S | D | 70,854 | $80.21 | 680,192 | I By TJ Capital Investors, LLC | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold on November 9, 2022 in multiple transactions at prices ranging from $80.00 to $80.65. (F3) Includes 900,000 shares of Class A Common Stock previously held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person or a vehicle controlled by him, which were transferred to the reporting person or a vehicle controlled by him. |
| 4 | Common | Class A Common Stock | 2022-11-10 | S | D | 77,644 | $84.92 | 224,221 | I By TJ Capital Investors, LLC | — | — | (F7) The price reported in Column 4 is a weighted average price. These shares were sold on November 10, 2022 in multiple transactions at prices ranging from $84.83 to $85.04. (F3) Includes 900,000 shares of Class A Common Stock previously held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person or a vehicle controlled by him, which were transferred to the reporting person or a vehicle controlled by him. |
| 5 | Common | Class A Common Stock | 2022-11-10 | S | D | 341,758 | $84.39 | 301,865 | I By TJ Capital Investors, LLC | — | — | (F6) The price reported in Column 4 is a weighted average price. These shares were sold on November 10, 2022 in multiple transactions at prices ranging from $83.83 to $84.82. (F3) Includes 900,000 shares of Class A Common Stock previously held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person or a vehicle controlled by him, which were transferred to the reporting person or a vehicle controlled by him. |