Form 4 for NE Noble Corp plc
Accepted 2023-02-07 00:00:00 ET · period of report 2023-02-03 · accession 0001628280-23-002634 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-07 | 2023-02-03+ | NE | Barker Richard B. | SVP, CFO | M - OptEx | — | +54.7K | 78.5K | +230% | — |
| DM | 2023-02-07 | 2023-02-03+ | NE | Barker Richard B. | SVP, CFO | F - Tax | $39.44 | -21.7K | 60.5K | -26% | -$854.9K |
| DM | 2023-02-07 | 2023-02-03+ | NE | Barker Richard B. | SVP, CFO | M - OptEx | $0.00 | -54.7K | 83.6K | -40% | $0 |
| D | 2023-02-07 | 2023-02-03 | NE | Barker Richard B. | SVP, CFO | A - Grant | $0.00 | +19.9K | 138.3K | +17% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | A Ordinary Shares | 2023-02-03 | M | A | 9,009 | — | 36,519 | D | — | — | (F1) Each restricted stock unit (RSU) represents a contingent right to receive one Class A Ordinary Share. |
| 2 | Common | A Ordinary Shares | 2023-02-03 | F | D | 3,699 | $39.44 | 32,820 | D | — | — | (F2) Shares withheld by Issuer to satisfy tax withholding requirements on vesting of RSUs. |
| 3 | Common | A Ordinary Shares | 2023-02-05 | M | A | 45,687 | — | 78,507 | D | — | — | (F1) Each restricted stock unit (RSU) represents a contingent right to receive one Class A Ordinary Share. |
| 4 | Common | A Ordinary Shares | 2023-02-05 | F | D | 17,978 | $39.44 | 60,529 | D | — | — | (F2) Shares withheld by Issuer to satisfy tax withholding requirements on vesting of RSUs. |
| 5 | Derivative | Restricted Stock Units | 2023-02-03 | M | D | 9,009 | $0.00 | 129,272 | D | — · — to — | 9,009 A Ordinary Shares | (F4) Represents the first of three vesting events for RSUs granted on February 3, 2022. (F1) Each restricted stock unit (RSU) represents a contingent right to receive one Class A Ordinary Share. (F5) The RSUs vest in three equal annual installments beginning on the first anniversary of the grant date, which was February 3, 2022. |
| 6 | Derivative | Restricted Stock Units | 2023-02-03 | A | A | 19,880 | $0.00 | 138,281 | D | — · — to — | 19,880 A Ordinary Shares | (F1) Each restricted stock unit (RSU) represents a contingent right to receive one Class A Ordinary Share. (F3) The RSUs vest in three equal annual installments beginning on the first anniversary of the grant date. |
| 7 | Derivative | Restricted Stock Units | 2023-02-05 | M | D | 45,687 | $0.00 | 83,585 | D | — · — to — | 45,687 A Ordinary Shares | (F6) Represents the second of three vesting events for restricted stock units grants on February 5, 2021. (F1) Each restricted stock unit (RSU) represents a contingent right to receive one Class A Ordinary Share. (F7) The RSUs vest in three equal annual installments beginning on the first anniversary of the grant date, which was February 5, 2021. |