Form 4 for ARES Ares Management
Accepted 2023-05-10 00:00:00 ET · period of report 2023-05-08 · accession 0001628280-23-017372 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-10 | 2023-05-08 | ARES | Berry Ryan | Chief Mktg, Strategy Off | F - Tax | $81.96 | -259.0K | 529.7K | -33% | -$21.23M |
| D | 2023-05-10 | 2023-05-08 | ARES | Berry Ryan | Chief Mktg, Strategy Off | M - OptEx | $19.00 | +422.7K | 788.7K | +116% | +$8.03M |
| D | 2023-05-10 | 2023-05-08 | ARES | Berry Ryan | Chief Mktg, Strategy Off | M - OptEx | $0.00 | -422.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-05-08 | F | D | 258,999 | $81.96 | 529,661 | D | — | — | (F1) Includes 365,932 restricted units granted under the Fourth Amended and Restated 2023 Equity Incentive Plan (the "Equity Incentive Plan"). Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. |
| 2 | Common | Class A Common Stock | 2023-05-08 | M | A | 422,728 | $19.00 | 788,660 | D | — | — | (F1) Includes 365,932 restricted units granted under the Fourth Amended and Restated 2023 Equity Incentive Plan (the "Equity Incentive Plan"). Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. |
| 3 | Derivative | Options (Right to Buy) | 2023-05-08 | M | D | 422,728 | $0.00 | 0 | D | $19.00 · — to 2024-04-30 | 422,728 Class A Common Stock | (F2) The options are fully vested as of May 1, 2019. |