Form 4 for ARES Ares Management
Accepted 2023-08-30 00:00:00 ET · period of report 2023-08-28 · accession 0001628280-23-031021 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-30 | 2023-08-28 | ARES | Sagati Aghili Naseem | GC | M - OptEx | $19.00 | +29.6K | 272.9K | +12% | +$563.0K |
| D | 2023-08-30 | 2023-08-28 | ARES | Sagati Aghili Naseem | GC | F - Tax | $100.79 | -17.5K | 255.4K | -6% | -$1.76M |
| D | 2023-08-30 | 2023-08-28 | ARES | Sagati Aghili Naseem | GC | M - OptEx | $0.00 | -29.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-08-28 | M | A | 29,631 | $19.00 | 272,863 | D | — | — | (F1) Includes 155,086 restricted units granted pursuant to an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. |
| 2 | Common | Class A Common Stock | 2023-08-28 | F | D | 17,508 | $100.79 | 255,355 | D | — | — | (F1) Includes 155,086 restricted units granted pursuant to an equity incentive plan of Ares Management Corporation. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. |
| 3 | Derivative | Options (Right to Buy) | 2023-08-28 | M | D | 29,631 | $0.00 | 0 | D | $19.00 · — to 2024-04-30 | 29,631 Class A Common Stock | (F2) The options are fully vested as of May 1, 2019. |