Form 4 for NE Noble Corp plc
Accepted 2024-02-06 00:00:00 ET · period of report 2024-02-03 · accession 0001628280-24-003573 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-06 | 2024-02-03+ | NE | Eifler Robert W. | Pres, CEO, Dir | F - Tax | $42.97 | -585.2K | 199.2K | -75% | -$25.15M |
| DM | 2024-02-06 | 2024-02-03+ | NE | Eifler Robert W. | Pres, CEO, Dir | M - OptEx | — | +1.49M | 365.7K | New | — |
| DM | 2024-02-06 | 2024-02-03+ | NE | Eifler Robert W. | Pres, CEO, Dir | M - OptEx | $0.00 | -1.51M | 121.5K | -93% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | A Ordinary Shares | 2024-02-05 | F | D | 500,153 | $42.96 | 1,071,054 | D | — | — | (F2) Shares withheld by Issuer to satisfy tax withholding requirements on vesting of RSUs. |
| 2 | Common | A Ordinary Shares | 2024-02-03 | M | A | 28,829 | — | 197,922 | D | — | — | (F1) Each restricted stock unit (RSU) represents a contingent right to receive one Class A Ordinary Share. |
| 3 | Common | A Ordinary Shares | 2024-02-03 | F | D | 11,345 | $43.25 | 186,577 | D | — | — | (F2) Shares withheld by Issuer to satisfy tax withholding requirements on vesting of RSUs. |
| 4 | Common | A Ordinary Shares | 2024-02-05 | M | A | 1,271,036 | — | 1,571,207 | D | — | — | (F3) Based upon a weighted 169.72% achievement level of the performance metrics, the Reporting Person is receiving 1,271,036 of the below maximum 1,291,855 Class A Ordinary Shares based on the performance RSUs granted on February 5, 2021. (F1) Each restricted stock unit (RSU) represents a contingent right to receive one Class A Ordinary Share. |
| 5 | Common | A Ordinary Shares | 2024-02-05 | F | D | 65,488 | $42.96 | 300,171 | D | — | — | (F2) Shares withheld by Issuer to satisfy tax withholding requirements on vesting of RSUs. |
| 6 | Common | A Ordinary Shares | 2024-02-03 | M | A | 20,874 | — | 207,451 | D | — | — | (F1) Each restricted stock unit (RSU) represents a contingent right to receive one Class A Ordinary Share. |
| 7 | Common | A Ordinary Shares | 2024-02-03 | F | D | 8,214 | $43.25 | 199,237 | D | — | — | (F2) Shares withheld by Issuer to satisfy tax withholding requirements on vesting of RSUs. |
| 8 | Common | A Ordinary Shares | 2024-02-05 | M | A | 166,422 | — | 365,659 | D | — | — | (F1) Each restricted stock unit (RSU) represents a contingent right to receive one Class A Ordinary Share. |
| 9 | Derivative | Restricted Stock Units | 2024-02-03 | M | D | 20,874 | $0.00 | 287,941 | D | — · — to — | 20,874 A Ordinary Shares | (F1) Each restricted stock unit (RSU) represents a contingent right to receive one Class A Ordinary Share. (F5) The RSUs vest in three equal annual installments beginning on the first anniversary of the grant date, which was February 3, 2023. |
| 10 | Derivative | Peformance Vested Restricted Stock Units | 2024-02-05 | M | D | 1,291,855 | $0.00 | 232,427 | D | — · — to — | 1,291,855 A Ordinary Shares | (F7) The number of units shown represents the total number of shares that could have been earned for the 2021 grant of performance-vested RSUs, which is equal to actual results for previously determined metrics and the maximum number of shares that can be earned for undetermined metrics. (F9) The number of units shown represents the total number of shares that could be earned for the 2022 grant of performance-vested RSUs based on (a) actual results for all previously determined metrics; and (b) the maximum number of shares that can be earned for undetermined metrics. (F1) Each restricted stock unit (RSU) represents a contingent right to receive one Class A Ordinary Share. (F8) Vesting for performance-vested RSUs occurs upon the company achieving certain metrics over a three-year performance cycle (2021-2023 for grants in 2021 and 2022-2024 for grants in 2022). |
| 11 | Derivative | Restricted Stock Units | 2024-02-03 | M | D | 28,829 | $0.00 | 308,815 | D | — · — to — | 28,829 A Ordinary Shares | (F1) Each restricted stock unit (RSU) represents a contingent right to receive one Class A Ordinary Share. (F4) The RSUs vest in three equal annual installments beginning on the first anniversary of the grant date, which was February 3, 2022. |
| 12 | Derivative | Restricted Stock Units | 2024-02-05 | M | D | 166,422 | $0.00 | 121,519 | D | — · — to — | 166,422 A Ordinary Shares | (F1) Each restricted stock unit (RSU) represents a contingent right to receive one Class A Ordinary Share. (F6) The RSUs vest in three equal annual installments beginning on the first anniversary of the grant date, which was February 5, 2021. |