Form 4 for ARES Ares Management
Accepted 2024-03-26 00:00:00 ET · period of report 2024-03-25 · accession 0001628280-24-013178 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2024-03-26 | 2024-03-25+ | ARES | RESSLER ANTONY P | Co-Founder, Exec. COB, Dir, 10% | S - Sale | $133.95 | -42.7K | 0 | -100% | -$5.72M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-03-25 | S | D | 11,236 | $133.75 | 7,645 | I By TJ Capital Investors, LLC | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold on March 25, 2024 in multiple transactions at prices ranging from $133.01 to $134.00. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and footnotes 4, 5 and 7. (F3) The shares of Class A Common Stock reported as sold and the number of shares owned after such sale includes 18,881 shares of Class A Common Stock previously reported as indirectly held by the reporting person through Ares Owners Holdings L.P. ("AOH"), which shares were transferred to the reporting person or a vehicle controlled by him. |
| 2 | Common | Class A Common Stock | 2024-03-26 | S | D | 873 | $134.74 | 0 | I By TJ Capital Investors, LLC | — | — | (F7) The price reported in Column 4 is a weighted average price. These shares were sold on March 26, 2024 in multiple transactions at prices ranging from $134.45 to $135.08. |
| 3 | Common | Class A Common Stock | 2024-03-26 | S | D | 22,923 | $133.91 | 873 | I By TJ Capital Investors, LLC | — | — | (F5) The price reported in Column 4 is a weighted average price. These shares were sold on March 26, 2024 in multiple transactions at prices ranging from $133.45 to $134.44. (F6) The shares of Class A Common Stock reported as sold and the number of shares owned after such sale includes 23,796 shares of Class A Common Stock previously reported as indirectly held by the reporting person through AOH, which shares were transferred to the reporting person or a vehicle controlled by him. |
| 4 | Common | Class A Common Stock | 2024-03-25 | S | D | 7,645 | $134.27 | 0 | I By TJ Capital Investors, LLC | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold on March 25, 2024 in multiple transactions at prices ranging from $134.01 to $134.76. |