Form 4 for ARES Ares Management
Accepted 2024-11-15 00:00:00 ET · period of report 2024-11-13 · accession 0001628280-24-048158 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2024-11-15 | 2024-11-13 | ARES | Rosenthal Bennett | Co-Founder, COB of PEG, Dir | G - Gift | $0.00 | -29.0K | 1.08M | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-11-13 | G | D | 29,000 | $0.00 | 1,076,052 | I By Ares Owners Holdings L.P. | — | — | (F1) Represents the number of shares of Class A Common Stock previously held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person or a vehicle controlled by him, which were gifted on November 13, 2024 to a charitable foundation of which the reporting person is a director. (F2) The shares of Class A Common Stock are subject to a lock-up agreement pursuant to which they cannot be sold prior to November 22, 2024 without the consent of Morgan Stanley & Co. LLC and Citigroup Global Market Inc., subject to certain exceptions. (F3) The reporting person or a vehicle controlled by him is a limited partner in AOH, the direct holder of the shares of Class A Common Stock. The shares of Class A Common Stock indirectly held by the reporting person or the vehicle are the number of shares of Class A Common Stock that he or the vehicle has a right to receive as a limited partner in AOH. |