Form 4 for PFSI PennyMac Financial Services, Inc.
Accepted 2025-10-24 00:00:00 ET · period of report 2025-10-22 · accession 0001745916-25-000010 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-10-24 | 2025-10-22 | PFSI | Perotti Daniel Stanley | CFO | M - OptEx | $15.59 | +13.1K | 18.3K | +252% | +$204.4K |
| DM | 2025-10-24 | 2025-10-22 | PFSI | Perotti Daniel Stanley | CFO | S - Sale+OE | $130.71 | -13.1K | 9,964 | -57% | -$1.71M |
| DM | 2025-10-24 | 2025-10-22 | PFSI | Perotti Daniel Stanley | CFO | M - OptEx | $0.00 | -13.1K | 14.2K | -48% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-10-22 | M | A | 4,763 | $11.28 | 14,727 | D | — | — | (F1) The reported amount consists of 9,964 restricted stock units and 4,763 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| 2 | Common | Common Stock | 2025-10-22 | S | D | 3,784 | $130.30 | 10,943 | D | — | — | (F2) The price reported is the weighted average price of multiple transactions at prices ranging from $130.00 to $130.38. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. |
| 3 | Common | Common Stock | 2025-10-22 | S | D | 797 | $131.96 | 10,146 | D | — | — | (F3) The price reported is the weighted average price of multiple transactions at prices ranging from $131.417 to $132.393. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. |
| 4 | Common | Common Stock | 2025-10-22 | S | D | 41 | $132.91 | 10,105 | D | — | — | (F4) The price reported is the weighted average price of multiple transactions at prices ranging from $132.47 to $133.363. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. |
| 5 | Common | Common Stock | 2025-10-22 | S | D | 304 | $133.99 | 9,964 | D | — | — | (F10) The price reported is the weighted average price of multiple transactions at prices ranging from $133.992 to $134.00 The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. (F11) The reported amount consists of 9,964 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| 6 | Common | Common Stock | 2025-10-22 | M | A | 8,347 | $18.05 | 18,311 | D | — | — | (F6) The reported amount consists of 9,964 restricted stock units and 8,347 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| 7 | Common | Common Stock | 2025-10-22 | S | D | 6,469 | $130.19 | 11,842 | D | — | — | (F7) The price reported is the weighted average price of multiple transactions at prices ranging from $130.00 to $130.95. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. |
| 8 | Common | Common Stock | 2025-10-22 | S | D | 379 | $131.54 | 11,463 | D | — | — | (F8) The price reported is the weighted average price of multiple transactions at prices ranging from $131.04 to $131.882 The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. |
| 9 | Common | Common Stock | 2025-10-22 | S | D | 1,195 | $132.38 | 10,268 | D | — | — | (F9) The price reported is the weighted average price of multiple transactions at prices ranging from $132.13 to $132.652 The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. |
| 10 | Common | Common Stock | 2025-10-22 | S | D | 141 | $133.99 | 9,964 | D | — | — | (F5) The price reported is the weighted average price of multiple transactions at prices ranging from $133.996 to $134.00. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. |
| 11 | Derivative | Nonstatutory Stock Option (Right to Buy) | 2025-10-22 | M | D | 4,763 | $0.00 | 11,852 | D | $11.28 · 2017-03-07 to 2026-03-06 | 4,763 Common Stock | |
| 12 | Derivative | Nonstatutory Stock Option (Right to Buy) | 2025-10-22 | M | D | 8,347 | $0.00 | 14,159 | D | $18.05 · 2018-03-06 to 2027-03-05 | 8,347 Common Stock |