Form 4 for PFSI PennyMac Financial Services, Inc.
Accepted 2025-11-12 00:00:00 ET · period of report 2025-11-10 · accession 0001745916-25-000027 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-11-12 | 2025-11-10 | PFSI | Jones Doug | Pres, Dir, CMBO | M - OptEx | $11.28 | +23.5K | 42.5K | +123% | +$264.5K |
| D | 2025-11-12 | 2025-11-10 | PFSI | Jones Doug | Pres, Dir, CMBO | S - Sale+OE | $127.56 | -23.5K | 19.1K | -55% | -$2.99M |
| D | 2025-11-12 | 2025-11-10 | PFSI | Jones Doug | Pres, Dir, CMBO | M - OptEx | $0.00 | -23.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-11-10 | M | A | 23,453 | $11.28 | 42,509 | D | — | — | (F1) The reported amount consists of 19,056 restricted stock units and 23,453 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| 2 | Common | Common Stock | 2025-11-10 | S | D | 23,453 | $127.56 | 19,056 | D | — | — | (F2) The price reported is the weighted average price of multiple transactions ranging from $126.535 to $127.51. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. (F3) The price reported is the weighted average price of multiple transactions ranging from $127.54 to $128.37. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. (F4) The reported amount consists of 19,056 restricted stock units which are to be settled in an equal number of shares of Common Stock upon vesting. |
| 3 | Derivative | Nonstatutory Stock Option (Right to Buy) | 2025-11-10 | M | D | 23,453 | $0.00 | 0 | D | $11.28 · 2017-03-07 to 2026-03-06 | 23,453 Common Stock |