Form 4 for PFSI PennyMac Financial Services, Inc.
Accepted 2026-02-17 00:00:00 ET · period of report 2026-02-12 · accession 0001745916-26-000030 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-02-17 | 2026-02-12 | PFSI | SPECTOR DAVID | COB, CEO, Dir | A - Grant | $0.00 | +19.8K | 572.7K | +4% | $0 |
| D | 2026-02-17 | 2026-02-13 | PFSI | SPECTOR DAVID | COB, CEO, Dir | J - Other | $0.00 | -25.0K | 547.7K | -4% | $0 |
| D | 2026-02-17 | 2026-02-12 | PFSI | SPECTOR DAVID | COB, CEO, Dir | A - Grant | $0.00 | +50.3K | 50.3K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-02-12 | A | A | 19,810 | $0.00 | 572,669 | D | — | — | (F1) The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of the grant, are to be settled in an equal number of shares of Common Stock upon vesting. |
| 2 | Common | Common Stock | 2026-02-13 | J | D | 25,000 | $0.00 | 547,669 | D | — | — | (F2) Pursuant to a divorce settlement, these shares of Common Stock were transferred for no consideration to the reporting person's former spouse and the reporting person no longer reports that he is the beneficial owner of these shares. (F3) The reported amount consists of 56,109 restricted stock units and 491,560 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| 3 | Derivative | Nonstatutory Stock Option (Right to Buy) | 2026-02-12 | A | A | 50,319 | $0.00 | 50,319 | D | $91.49 · 2027-02-12 to 2036-02-11 | 50,319 Common Stock | (F4) This nonstatutory stock option to purchase 50,319 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 12, 2027, 2028 and 2029, subject to the Reporting Person's continued service through each date. |