Form 4 for PFSI PennyMac Financial Services, Inc.
Accepted 2026-02-18 00:00:00 ET · period of report 2026-02-14 · accession 0001745916-26-000046 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-02-18 | 2026-02-14 | PFSI | Perotti Daniel Stanley | CFO | F - Tax | $92.01 | -631 | 14.8K | -4% | -$58.1K |
| DI | 2026-02-18 | 2026-02-17 | PFSI | Perotti Daniel Stanley | CFO | S - Sale | $93.30 | -2,925 | 213.6K | -1% | -$272.9K |
| D | 2026-02-18 | 2026-02-14 | PFSI | Perotti Daniel Stanley | CFO | D - Sale to Iss | $0.00 | -71 | 14.7K | -0.5% | $0 |
| D | 2026-02-18 | 2026-02-14 | PFSI | Perotti Daniel Stanley | CFO | A - Grant | $0.00 | +71 | 71 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-02-14 | F | D | 631 | $92.01 | 14,798 | D The Perotti Family Trust | — | — | (F1) Represents shares withheld for taxes upon vesting of restricted stock units. |
| 2 | Common | Common Stock | 2026-02-17 | S | D | 2,925 | $93.30 | 213,550 | I | — | — | |
| 3 | Common | Common Stock | 2026-02-14 | D | D | 71 | $0.00 | 14,727 | D | — | — | (F2) Upon the partial vesting of restricted stock units granted to the Reporting Person February 14, 2025, the Reporting Person deferred the receipt of 71 shares of Common Stock and received instead 71 shares of Deferred Units pursuant to the Company's Executive Deferred Compensation Plan. As a result, the Reporting Person is reporting the disposition of 71 shares of Common Stock in exchange for an equal number of shares of Deferred Units. (F3) The reported amount consists of 13,792 restricted stock units and 935 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| 4 | Derivative | Deferred Unit | 2026-02-14 | A | A | 71 | $0.00 | 71 | D | $0.00 · — to — | 71 Common Stock | (F4) Each share of Deferred Units represents a right to receive one share of Common Stock. (F5) The Deferred Units become payable upon the Reporting Person's termination of employment with the Company. |