Form 4 for PFSI PennyMac Financial Services, Inc.
Accepted 2026-06-24 17:23:01 ET · period of report 2026-06-22 · accession 0001745916-26-000133 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DT | 2026-06-24 17:23 | 2026-06-22 | PFSI | Hendry Gregory L | CAO, MD | M - OptEx | $18.05 | +2,943 | 51.9K | +6% | +$53.1K |
| DT | 2026-06-24 17:23 | 2026-06-22 | PFSI | Hendry Gregory L | CAO, MD | S - Sale+OE | $81.71 | -2,943 | 49.0K | -6% | -$240.5K |
| DT | 2026-06-24 17:23 | 2026-06-22 | PFSI | Hendry Gregory L | CAO, MD | M - OptEx | $0.00 | -2,943 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-06-22 | M | A | 2,943 | $18.05 | 51,911 | D | — | — | |
| 2 | Common | Common Stock | 2026-06-22 | S | D | 2,943 | $81.71 | 48,968 | D | — | — | (F1) The sale reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 20, 2026. (F2) The reported amount consists of 904 restricted stock units and 48,064 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| 3 | Derivative | Nonstatutory Stock Option (Right to Buy) | 2026-06-22 | M | D | 2,943 | $0.00 | 0 | D | $18.05 · 2018-03-06 to 2027-03-05 | 2,943 Common Stock |