Form 4 for AMTB Amerant Bancorp Inc.
Accepted 2021-12-23 00:00:00 ET · period of report 2021-12-21 · accession 0001746220-21-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-12-23 | 2021-11-18 | AMTB | Capriles L. Miguel A | Dir | J - Other | $0.00 | -23.6K | 0 | -100% | $0 |
| D | 2021-12-23 | 2021-12-21 | AMTB | Capriles L. Miguel A | Dir | M - OptEx | $0.00 | +3,205 | 3,205 | New | $0 |
| D | 2021-12-23 | 2021-12-21 | AMTB | Capriles L. Miguel A | Dir | D - Sale to Iss | $34.20 | -3,205 | 0 | -100% | -$109.6K |
| D | 2021-12-23 | 2021-12-21 | AMTB | Capriles L. Miguel A | Dir | M - OptEx | $0.00 | -3,205 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-18 | J | A | 449,129.24 | $0.00 | 1,025,825.72 | I See footnote | — | — | (F1) Pursuant to a merger completed by the Issuer on November 18, 2021, exempt under Rule 16b-7, each share of Class B Common Stock was automatically converted to 0.95 of a share of Class A common stock. (F2) These shares consist of shares held by certain trusts and companies under common control by and/or for the benefit of certain members of the Capriles family. |
| 2 | Common | Class B Common Stock | 2021-11-18 | J | D | 472,767.62 | $0.00 | 0 | I See footnote | — | — | (F1) Pursuant to a merger completed by the Issuer on November 18, 2021, exempt under Rule 16b-7, each share of Class B Common Stock was automatically converted to 0.95 of a share of Class A common stock. (F2) These shares consist of shares held by certain trusts and companies under common control by and/or for the benefit of certain members of the Capriles family. |
| 3 | Common | Class A Common Stock | 2021-12-21 | M | A | 3,205 | $0.00 | 3,205 | D | — | — | |
| 4 | Common | Class A Common Stock | 2021-12-21 | D | D | 3,205 | $34.20 | 0 | D | — | — | (F3) The restricted stock units that vested were settled in cash based on the closing price of the Class A Common Stock on December 21, 2021. |
| 5 | Derivative | Restricted Stock Units | 2021-12-21 | M | D | 3,205 | $0.00 | 0 | D | $0.00 · — to — | 3,205 Class A Common Stock | (F4) Each restricted stock unit is the economic equivalent of one share of Class A Common Stock. (F5) On December 21, 2018, the reporting person was granted 9,615 cash-settled restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date. |