Form 4 for AMTB Amerant Bancorp Inc.
Accepted 2022-06-10 00:00:00 ET · period of report 2022-06-09 · accession 0001746220-22-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-10 | 2022-06-09 | AMTB | Capriles L. Miguel A | Dir | M - OptEx | $0.00 | +2,191 | 2,191 | New | $0 |
| D | 2022-06-10 | 2022-06-09 | AMTB | Capriles L. Miguel A | Dir | D - Sale to Iss | $28.22 | -2,191 | 0 | -100% | -$61.8K |
| D | 2022-06-10 | 2022-06-09 | AMTB | Capriles L. Miguel A | Dir | A - Grant | $0.00 | +1,725 | 1,725 | New | $0 |
| D | 2022-06-10 | 2022-06-09 | AMTB | Capriles L. Miguel A | Dir | M - OptEx | $0.00 | -2,191 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-06-09 | M | A | 2,191 | $0.00 | 2,191 | D | — | — | (F1) Each restricted stock unit is the economic equivalent of one share of Class A Common Stock. |
| 2 | Common | Class A Common Stock | 2022-06-09 | D | D | 2,191 | $28.22 | 0 | D | — | — | (F2) The restricted stock units that vested were settled in cash based on the closing price of the Class A Common Stock on June 9, 2022. |
| 3 | Derivative | Restricted Stock Units | 2022-06-09 | A | A | 1,725 | $0.00 | 1,725 | D | $0.00 · — to — | 1,725 Class A Common Stock | (F1) Each restricted stock unit is the economic equivalent of one share of Class A Common Stock. (F4) On June 9, 2022, Mr. Capriles was awarded 1,725 restricted stock units. Each restricted stock unit represents the right to receive, following vesting, one share of Class A Common Stock. The 1,725 restricted stock units will vest on the last business day preceding the Company's 2023 annual meeting, provided that Mr. Capriles remains in the continuous service of the Company through such date. |
| 4 | Derivative | Restricted Stock Units | 2022-06-09 | M | D | 2,191 | $0.00 | 0 | D | $0.00 · — to — | 2,191 Class A Common Stock | (F1) Each restricted stock unit is the economic equivalent of one share of Class A Common Stock. (F3) On June 9, 2021, the reporting person was granted 2,191 cash-settled restricted stock units vesting on the first anniversary of the grant date. |