Form 4 for AMTB Amerant Bancorp Inc.
Accepted 2021-12-15 00:00:00 ET · period of report 2021-12-13 · accession 0001746254-21-000010 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-12-15 | 2021-11-18 | AMTB | Vollmer A. Gustavo J | Dir | J - Other | $0.00 | -0.66 | 553 | -0.1% | $0 |
| MI | 2021-12-15 | 2021-12-13+ | AMTB | Vollmer A. Gustavo J | Dir | S - Sale | $30.19 | -4,000 | 813.5K | -0.5% | -$120.8K |
| MI | 2021-12-15 | 2021-11-18 | AMTB | Vollmer A. Gustavo J | Dir | J - Other | $0.00 | -3,091 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock | 2021-11-18 | J | D | 8.66 | $0.00 | 0 | D See footnote | — | — | (F1) Pursuant to a merger completed by the Issuer on November 18, 2021, exempt under Rule 16b-7, each share of Class B Common Stock was automatically converted to 0.95 of a share of Class A common stock. (F2) These shares consist of shares held by certain entities and companies under common control by and/or for the benefit of certain members of the Vollmer family, as well as shares owned by Mr. Vollmer's spouse. |
| 2 | Common | Class A Common Stock | 2021-12-13 | S | D | 2,630 | $29.93 | 814,856 | I | — | — | (F3) Inversiones Aefeve, C.A., a corporation of which Mr. Gustavo J. Vollmer A. is a 10% beneficial owner, sold 26,300 shares of Class A Common Stock. The 2,630 shares of Class A Common Stock reported reflect Mr. Vollmer's 10% beneficial ownership of Inversiones Aefeve, C.A. (F4) On December 13, 2021, Inversiones Aefeve, C.A. sold 26,300 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $29.75 to $30.175 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Class A Common Stock | 2021-11-18 | J | A | 58,713 | $0.00 | 817,486 | I See footnote | — | — | (F1) Pursuant to a merger completed by the Issuer on November 18, 2021, exempt under Rule 16b-7, each share of Class B Common Stock was automatically converted to 0.95 of a share of Class A common stock. (F2) These shares consist of shares held by certain entities and companies under common control by and/or for the benefit of certain members of the Vollmer family, as well as shares owned by Mr. Vollmer's spouse. |
| 4 | Common | Class B Common Stock | 2021-11-18 | J | D | 61,803.77 | $0.00 | 0 | I See footnote | — | — | (F1) Pursuant to a merger completed by the Issuer on November 18, 2021, exempt under Rule 16b-7, each share of Class B Common Stock was automatically converted to 0.95 of a share of Class A common stock. (F2) These shares consist of shares held by certain entities and companies under common control by and/or for the benefit of certain members of the Vollmer family, as well as shares owned by Mr. Vollmer's spouse. |
| 5 | Common | Class A Common Stock | 2021-11-18 | J | A | 8 | $0.00 | 553 | D See footnote | — | — | (F1) Pursuant to a merger completed by the Issuer on November 18, 2021, exempt under Rule 16b-7, each share of Class B Common Stock was automatically converted to 0.95 of a share of Class A common stock. (F2) These shares consist of shares held by certain entities and companies under common control by and/or for the benefit of certain members of the Vollmer family, as well as shares owned by Mr. Vollmer's spouse. |
| 6 | Common | Class A Common Stock | 2021-12-14 | S | D | 1,370 | $30.70 | 813,486 | I | — | — | (F5) Inversiones Aefeve, C.A. sold 13,700 shares of Class A Common Stock. The 1,370 shares of Class A Common Stock reported reflect Mr. Vollmer's 10% beneficial ownership of Inversiones Aefeve, C.A. (F6) On December 14, 2021, Inversiones Aefeve, C.A. sold 13,700 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $30.28 to $31.15 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |